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1 Cross-Border Tender Offers, Business Combinations and Rights Offerings, SEC Rel. Nos. 33-7611, 34-40678; Int’l Series Rel. No. 1171 (Nov. 13, 1998); 63 Fed. Reg. 69136 (Dec. 15, 1998) (the “Release”). In summary, the Commission is proposing the following new and amended rules and...
[10577] December 17, 1998 TO: INTERNATIONAL COMMITTEE No. 38-98 RE: ITALIAN PENSION FUND REFORM NEARING COMPLETION ______________________________________________________________________________ Enclosed is a copy of a memorandum prepared by outside counsel discussing Italy's new...
[10552] December 11, 1998 TO: INTERNATIONAL COMMITTEE No. 37-98 RE: ONTARIO ISSUES NOTICE OF PROPOSED RULE RELATING TO INTERNATIONAL ADVISERS ______________________________________________________________________________ The Ontario Securities Commission has proposed a rule (Rule 35...
[10536] December 4, 1998 TO: INTERNATIONAL COMMITTEE No. 36-98 RE: INSTITUTE SUBMITS COMMENTS ON DRAFT UK FINANCIAL SERVICES AND MARKETS BILL ______________________________________________________________________________ On November 25, 1998 the Institute submitted comments to the UK...
[10504] November 20, 1998 TO: INDUSTRY STATISTICS COMMITTEE No. 17-98 INTERNATIONAL COMMITTEE No. 34-98 RESEARCH COMMITTEE No. 24-98 INTERNATIONAL REPORT MAILING RE: SECOND QUARTER DATA ______________________________________________________________________________ Enclosed is a copy...
[10501] November 20, 1998 TO: INTERNATIONAL COMMITTEE No. 35-98 SEC RULES COMMITTEE No. 119-98 ELECTRONIC COMMERCE ISSUES WORKING GROUP RE: INSTITUTE SUBMITS COMMENT LETTER ON DEPARTMENT OF COMMERCE PRIVACY PRINCIPLES ___________________________________________________________________...
[10458] November 6, 1998 TO: ACCOUNTING/TREASURERS COMMITTEE No. 48-98 CLOSED-END INVESTMENT COMPANY COMMITTEE No. 24-98 DIRECT MARKETING COMMITTEE No. 20-98 FEDERAL LEGISLATION COMMITTEE No. 2-98 INDUSTRY STATISTICS COMMITTEE No. 15-98 INTERNATIONAL COMMITTEE No. 33-98 INVESTMENT...
[10337] September 29, 1998 TO: COMPLIANCE ADVISORY COMMITTEE No. 31-98 INTERNATIONAL COMMITTEE No. 32-98 RE: DRAFT AGENDA FOR OCTOBER 8TH MEETING ______________________________________________________________________________ Attached is a two-part draft agenda for the next meeting of...
[10296] September 18, 1998 TO: INTERNATIONAL COMMITTEE No. 31-98 RE: COMMITTEE MEETING DATES FOR 1999 ______________________________________________________________________________ The schedule for 1999 International Committee meeting is as follows: Tuesday, January 12, 1999 - 10:00 a...
[10287] September 16, 1998 TO: INTERNATIONAL COMMITTEE No. 30-98 RE: EU PROPOSALS TO AMEND THE UCITS DIRECTIVE AND REGULATE MANAGEMENT COMPANIES UNDER A NEW DIRECTIVE ______________________________________________________________________________ Attached are copies of two proposals...
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