Technology Content

October 11, 2023—ICI President and CEO Eric Pan released the following statement regarding the Securities and Exchange Commission’s (SEC) proposed predictive data analytics and conflicts of interest rule that would send investing back to the Stone Age.

On July 26, 2023, the SEC proposed new rules (the "Proposal") that would require broker-dealers and investment advisers (collectively, "firms") to take certain steps to address conflicts of interest associated with their use of predictive data analytics (PDA) and similar technologies...

October 3, 2023—There’s a reason that stoplights don’t flash red, yellow and green at the same time—it’s a surefire recipe for collisions and congestion. Overlaps and redundancies between the string of new rule proposals from Chair Gary Gensler’s Securities and Exchange Commission are...

On October 10, ICI filed a comment letter with the Securities and Exchange Commission (SEC or "Commission") on its proposal regarding conflicts of interest associated with the use of predictive data analytics (PDA) and other "covered technologies" by broker-dealers and investment...

ICI released the following statement on a proposal from the Securities and Exchange Commission (SEC) aimed at addressing possible conflicts of interest in investment advisers' and broker dealers' use of predictive data analytics, AI, and other technologies.

On November 8–9, ICI hosted the 2022 Tech Summit, the first event ICI event celebrating the importance of financial technology within the asset management industry. Held in Dallas, TX, the conference brought together some of the top minds in the industry discussing a range of topics...

Retirement Savings and the Role of Innovation and Technology Anna Driggs Director and Associate Chief Counsel, Global Funds Policy, ICI Global 26 June 2019 FundForum International Copenhagen The individual’s role in saving for retirement is growing as the paradigm shifts from a...

Welcoming Remarks 59th Annual General Membership Meeting James McNamara GMM Chair President and CEO, Goldman Sachs Mutual Funds May 3, 2017 Marriott Wardman Park Hotel Washington, DC As prepared for delivery. Thank you everyone, and welcome to the 2017 ICI General Membership meeting...