Litigation and Enforcement Content

U.S. Securities and Exchange Commission Chair Mary Jo White laid out a list of SEC priorities in her appearance at ICI’s General Membership Meeting. In the May 26, 2016, edition of Focus on Funds, ICI General Counsel David Blass breaks down the list for funds and their investors.

ICI, Chamber Respond to D.C. Circuit Decision Washington, DC, June 25, 2013 - Today, the U.S. Court of Appeals for the D.C. Circuit issued a decision upholding the Commodity Futures Trading Commission’s (CFTC) amendments to Rule 4.5, which result in redundant regulation of registered...

ICI, U.S. Chamber Appeal Challenge to CFTC Rule 4.5 to the D.C. Circuit Washington, DC, December 27, 2012 - The Investment Company Institute (ICI) and the U.S. Chamber of Commerce today filed a notice of appeal of a recent ruling by the U.S. District Court for the District of Columbia...