Financial Technology Content

On July 26, 2023, the SEC proposed new rules (the "Proposal") that would require broker-dealers and investment advisers (collectively, "firms") to take certain steps to address conflicts of interest associated with their use of predictive data analytics (PDA) and similar technologies...

October 3, 2023—There’s a reason that stoplights don’t flash red, yellow and green at the same time—it’s a surefire recipe for collisions and congestion. Overlaps and redundancies between the string of new rule proposals from Chair Gary Gensler’s Securities and Exchange Commission are...

On October 10, ICI filed a comment letter with the Securities and Exchange Commission (SEC or "Commission") on its proposal regarding conflicts of interest associated with the use of predictive data analytics (PDA) and other "covered technologies" by broker-dealers and investment...

On November 8–9, ICI hosted the 2022 Tech Summit, the first event ICI event celebrating the importance of financial technology within the asset management industry. Held in Dallas, TX, the conference brought together some of the top minds in the industry discussing a range of topics...

Eric J. Pan ICI President and CEO's keynote speech on how the digital transformation is affecting asset management.

In an appearance on Bloomberg Businessweek, Eric J. Pan discusses the most pressing concerns for ICI members.

Assessing the Impact of Global Regulatory Reform—Are We Best Serving the Markets and Investors? Ari Burstein Senior Counsel, Investment Company Institute and ICI Global November 8, 2012 TradeTech Asia Singapore As prepared for delivery. Thank you, Larry, for that introduction. It is...