Corporate Governance Content

March 15, 2013 Elizabeth M. Murphy Secretary Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549-1090 Re: NYSE Proposal Concerning Proxy Distribution Fees (File No. SR-NYSE-2013-07) Dear Ms. Murphy: The Investment Company Institute1 is responding to the...

November 1, 2012 Ms. Elizabeth M. Murphy Secretary Securities and Exchange Commission 100 F Street, NE Washington, DC 20549 Re: Proposed Rule Change to Nasdaq Listing Standards to Comply with Rule 10C-1 (File No. SR-NASDAQ-2012-109) Dear Ms. Murphy: The Investment Company Institute (...

M April 28, 2011 Elizabeth M. Murphy Secretary U.S. Securities and Exchange Commission 100 F Street, NE Washington, DC 20549-1090 Re: Listing Standards for Compensation Committees (File No. S7-13-11) Dear Ms. Murphy: The Investment Company Institute1 is pleased to comment on the...

Funds Address Changing Mix of Proxy Proposals During Crisis ICI Study Examines 10 Million Fund Proxy Votes from 2007 to 2009 Washington, DC, November 11, 2010 - The 2007–2009 financial crisis altered the mix of proxy proposals that funds must vote on, according to a comprehensive new...

April 7, 2010 The Honorable Mary L. Schapiro, Chairman The Honorable Luis A. Aguilar, Commissioner The Honorable Kathleen L. Casey, Commissioner The Honorable Elisse B. Walter, Commissioner The Honorable Troy A. Paredes, Commissioner U.S. Securities and Exchange Commission 100 F...

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October 8, 2009 Elizabeth M. Murphy Secretary Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549-1090 Re: New York Stock Exchange Notice of Filing of Proposed Rule Change To Amend Certain Corporate Governance Requirements (File No. SR-NYSE-2009-89) Dear Ms...

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ICI Comments on NYSE Proposal Regarding Broker Voting on Elections of Directors and Investment Advisory Contracts Washington, DC, April 1, 2009 - ICI expressed its support for a proposal, filed by the New York Stock Exchange (NYSE) with the U.S. Securities and Exchange Commission, to...