Clearance and Settlement Content

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July 18, 2016 Financial Stability Oversight Council Attn: Mr. Jonah Crane Deputy Assistant Secretary for the Financial Stability Oversight Council 1500 Pennsylvania Avenue NW Washington, DC 20220 Re: FSOC Update on Review of Asset Management Products and Activities Dear Mr. Crane: The...

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http://www.ust2.com/pdfs/T2-Regulatory-Support-Anouncement-100515.pdf

June 18, 2015 The Honorable Mary Jo White, Chair US Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549-1090 Re: Shortened Settlement Cycle – Regulatory Initiatives Dear Chair White: The Investment Company Institute (“ICI”) 1 and the Securities Industry and...

http://www.ust2.com/pdfs/Industry-T2-Timeline-and-Next-Steps.pdf

May 29, 2015 Secretariat of the Financial Stability Board c/o Bank for International Settlements CH-4002 Basel, Switzerland Re: Consultative Document (2nd); Assessment Methodologies for Identifying Non-Bank Non-Insurer Global Systemically Important Financial Institutions: Proposed...

March 25, 2015 Financial Stability Oversight Council Attn: Patrick Pinschmidt Deputy Assistant Secretary for the Financial Stability Oversight Council 1500 Pennsylvania Avenue NW Washington, DC 20220 Re: Notice Seeking Comment on Asset Management Products and Activities (FSOC-2014...

1  ICI Global Response to MiFID/MiFIR ESMA Consultation Section 2.15 – Legitimacy of inducements to be paid to/by a third person Q79. Do you agree with the proposed exhaustive list of minor non-monetary benefits that are acceptable? Should any other benefits be included on the list...

May 23, 2014 Marcia E. Asquith Office of the Corporate Secretary FINRA 1735 K Street, NW Washington, DC 20006-1506 Re: Retrospective Rule Review, FINRA Notice 14-15 (April 2014) Dear Ms. Asquith: The Investment Company Institute1 appreciates the opportunity to comment on FINRA Rule...