Anti-Money Laundering Content

Written Testimony for House Hearing: The Impact of Dodd-Frank on Customers, Credit, and Job Creators (pdf)

May 21, 2012 Elizabeth M. Murphy Secretary Securities and Exchange Commission 100 F Street, NE Washington, DC 20549-1090 Re: Comments on SEC Regulatory Initiatives Under Title II of the JOBS Act Dear Ms. Murphy: Congress recently enacted the Jumpstart Our Business Startups Act (the...

  May 4, 2012 By Electronic Transmission James H. Freis, Jr. Director, Financial Crimes Enforcement Network U.S. Department of the Treasury P.O. Box 39 Vienna, VA 22183 Re: Docket Number FINCEN-2012-0001 Dear Mr. Freis: The Investment Company Institute (“ICI”)1 appreciates the...

April 24, 2012 Mr. David A. Stawick Secretary Commodity Futures Trading Commission Three Lafayette Centre 1155 21st Street, NW Washington, DC 20581 Re: Regulation 4.5 Harmonization Dear Mr. Stawick: The Investment Company Institute1 (“Institute” or “ICI”) appreciates the opportunity...

35 New Broad Street, London, EC2M 1NH, UK +44 203 009 3100 www.iciglobal.org February 13, 2012 Submitted via the Federal eRulemaking Portal ( Office of the Comptroller of the Currency 250 E Street, S.W. Washington, DC 20219 Federal Deposit Insurance Corporation 550 17th Street, N.W...

February 13, 2012 Ms. Elizabeth M. Murphy Ms. Jennifer J. Johnson Secretary Secretary Securities and Exchange Commission 100 F Street, N.E. Board of Governors of the Federal Reserve 20th Street and Constitution Avenue, N.W. Washington, D.C. 20549 Washington, D.C. 20551 Mr. Robert E...