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Welcoming Remarks, 2019 ICI Securities Law Developments Conference

Welcoming Remarks 2019 ICI Securities Law Developments Conference Susan Olson General Counsel Investment Company Institute Washington, DC December 3, 2019 As prepared for delivery. Hello and good morning! I’m so happy you could join us here at ICI’s 2019 Securities Law Developments...
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ICI Letter to SEC Fund on Proxy Issues (pdf)

June 11, 2019 Ms. Vanessa Countryman Acting Secretary Securities and Exchange Commission 100 F Street, NE Washington, DC 20549 Re: SEC Roundtable on the Proxy Process (File No. 4-725) Dear Ms. Countryman: The Investment Company Institute1 appreciates the Commission’s efforts in...
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ICI Letter to the SEC on the Proxy Process (pdf)

March 15, 2019 Ms. Vanessa Countryman Acting Secretary Securities and Exchange Commission 100 F Street, NE Washington, DC 20549 Re: SEC Roundtable on the Proxy Process (File No. 4-725) Dear Ms. Countryman: The Investment Company Institute1 supports the Commission’s interest in...
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ICI Supports SEC’s Examination of Proxy Issues

ICI Supports SEC’s Examination of Proxy Issues Proxy System Can Be Improved to Better Serve All Market Participants Washington, DC; March 15, 2019—The proxy system is vital to US capital markets and should be modernized, says the Investment Company Institute (ICI) in a comment letter...