ICI Innovate brings together multidisciplinary experts to explore how emerging technologies will impact fund operations and their implications for the broader industry.
ICI Innovate is participating in the Emerging Leaders initiative, offering a heavily discounted opportunity for the next generation of asset management professionals to participate in ICI’s programming.
The CFTC Divisions of Swap Dealer and Intermediary Oversight (DSIO), Market Oversight (DMO), and Clearing and Risk (DCR) recently revised and expanded previously-issued no-action letters that provide relief to swap dealers (SDs) and other market participants related to the transition...
September 21, 2017 Ronald W. Smith, Corporate Secretary Municipal Securities Rulemaking Board 1300 I Street, NW, Suite 1000 Washington, DC 20005 Re: MSRB Notice 2017-17 Dear Mr. Smith: The Investment Company Institute1 is writing in response to the Municipal Securities Rulemaking...
May 15, 2017 Mr. Brent J. Fields Secretary US Securities and Exchange Commission 100 F Street, NE Washington, DC 20549-1090 Re: Proposed Amendments to Exchange Act Rule 15c2-12 Dear Mr. Fields: The Investment Company Institute1 strongly supports the Securities and Exchange Commission...
August 11, 2015 Brent Fields, Secretary U.S. Securities and Exchange Commission 100 F Street, NE Washington, DC 20549 Re: File No. SR-MSRB-2015-05 Rule G-45 Compliance Date Extension Dear Mr. Fields: The Investment Company Institute1 is writing to support extending the compliance date...
July 13, 2015 Mr. Ronald W. Smith Corporate Secretary Municipal Securities Rulemaking Board 1900 Duke Street, Suite 600 Alexandria, VA 22314 Re: Request for Comment on Draft Amendments and Other Issues Related to MSRB Rule A-3 on Membership on the Board (2015-08) Dear Mr. Smith: The...
July 10, 2015 Lynnette Kelly, Executive Director Municipal Securities Rulemaking Board 1900 Duke Street, Suite 600 Alexandria, VA 22314 Re: Implementation of MSRB Rule G-45 Dear Ms. Kelly: On behalf of the undersigned,1 we would like to thank you and your colleagues at the Municipal...
By Electronic Delivery June 4, 2015 Hon. William Wilkins Chief Counsel Internal Revenue Service 1111 Constitution Avenue, NW Washington, DC 20224 RE: Money Market Fund Reform – Adviser Contributions Dear Mr. Wilkins: The Investment Company Institute,1 on behalf of its members, seeks...
December 29, 2014 Mr. Brent Fields, Secretary U.S. Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549 Re: MSRB Rule G-3 Relating to Qualification Requirements For Municipal Advisors; File No. SR-MSRB-2014-08 Dear Mr. Fields: The Investment Company Institute...
Latest Comment Letters:
TEST - ICI Comment Letter Opposing Sales Tax on Additional Services in Maryland
ICI Comment Letter Opposing Sales Tax on Additional Services in Maryland
ICI Response to the European Commission on the Savings and Investments Union