International Content

October 10, 2013 Via Electronic Mail (cpss@bis.org and fmirecovery@iosco.org) Klaus M. Löber Head of Secretariat Committee on Payment and Settlement Systems Bank for International Settlements Centralbahnplatz2 CH-4002 Basel Switzerland David Wright Secretary General International...

September 10, 2013 Mr. Steven Maijoor Chair European Securities and Markets Authority CS 60747 103 Rue de Grenelle 75345 Paris Cedex 07 France Re: Discussion Paper on the Clearing Obligation under EMIR Dear Mr. Maijoor: The Investment Company Institute (“ICI”)1 and ICI Global2...

ICI Global and ICI Disappointed with EU Proposal for Money Market Fund Regulation London, 4 September 2013 - Today, ICI Global Managing Director Dan Waters and ICI General Counsel Karrie McMillan made the following statement about the European Commission’s proposal for the regulation...

July 5, 2013 Ms. Melissa Jurgens Secretary Commodity Futures Trading Commission Three Lafayette Centre 1155 21st Street, NW Washington, DC 20581 Re: Draft Final Guidance regarding Compliance with Certain Swap Regulations (RIN 3038–AD85) Dear Ms. Jurgens: The Investment Company...

  June 28, 2013 Secretariat of the Basel Committee on Banking Supervision Bank for International Settlements CH-4002 Basel Switzerland Re: Supervisory Framework for Measuring and Controlling Large Exposures Dear Sir or Madam: The Investment Company Institute (“ICI”)1 and ICI Global2...

Focus on Funds Money Market Fund Regulatory Developments The May 31, 2013, issue of Focus on Funds features ICI General Counsel Karrie McMillan discussing a newly announced U.S. Securities and Exchange Commission meeting and likely action in the European Union. Additional Resources...

May 16, 2013 Mr. Alp Eroglu International Organization of Securities Commissions (IOSCO) Calle Oquendo 12 28006 Madrid Spain Re: Consultation Report CR04/03 on Financial Benchmark Principles Dear Mr. Eroglu: The Investment Company Institute1 and ICI Global2 appreciate the opportunity...

     April 30, 2013 Ms. Jennifer J. Johnson Secretary Board of Governors of the Federal Reserve System 20th Street and Constitution Avenue, N.W. Washington, D.C. 20551 Re: Enhanced Prudential Standards and Early Remediation Requirements for Foreign Banking Organizations and Foreign...

Global Challenges and Opportunities for Mutual Funds Paul Schott Stevens President and CEO Investment Company Institute March 22, 2013 Swiss Funds and Asset Management Forum Bern, Switzerland As prepared for delivery Thank you for that introduction, and thanks also to the Swiss Funds...

March 14, 2013 Via Electronic Mail (baselcommittee@bis.org and wgmr@iosco.org) Wayne Byres Secretary General Basel Committee on Banking Supervision Bank of International Settlements Centralbahnplatz2 CH-4002 Basel Switzerland David Wright Secretary General International Organization...