Financial Stability Content

Clouds Overhead: Financial Regulation After the Crisis General Counsel’s Address Mutual Funds and Investment Management Conference Karrie McMillan General Counsel Investment Company Institute March 19, 2012 Phoenix, AZ As prepared for delivery                         Good morning to...

February 13, 2012 Ms. Elizabeth M. Murphy Ms. Jennifer J. Johnson Secretary Secretary Securities and Exchange Commission 100 F Street, N.E. Board of Governors of the Federal Reserve 20th Street and Constitution Avenue, N.W. Washington, D.C. 20549 Washington, D.C. 20551 Mr. Robert E...

August 26, 2011 Via email (baselcommittee@bis.org) Secretariat of the Basel Committee on Banking Supervision Bank for International Settlements CH-4002 Basel, Switzerland Re: Global Systemically Important Banks: Assessment Methodology and the Additional Loss Absorbency Requirement...

June 3, 2011 Via email (fsb@bis.org) Secretariat of the Financial Stability Board c/o Bank for International Settlements CH-4002 Basel, Switzerland Re: Shadow Banking – Scoping the Issues Dear Sir or Madam: The Investment Company Institute (“ICI”) appreciates the opportunity to...

May 27, 2011 Via Electronic Mail (CIC-Suspensions@iosco.org) Mr. Mohamed Ben-Salem International Organization of Securities Commissions (IOSCO) Calle Oquendo 12 28006 Madrid Spain Re: Public Comment on Suspensions of Redemptions in Collective Investment Schemes Dear Mr. Ben-Salem: The...

April 12, 2011 Ms. Elizabeth M. Murphy Secretary Securities and Exchange Commission 100 F Street, NE Washington, DC 20549-1090 Mr. David A. Stawick Secretary Commodity Futures Trading Commission Three Lafayette Centre 1155 21st Street, NW Washington, DC 20581 Re: Reporting by...

February 25, 2011 Financial Stability Oversight Council Attn: Lance Auer 1500 Pennsylvania Avenue, N.W. Washington D.C. 20220 Re: Authority to Require Supervision and Regulation of Certain Nonbank Financial Companies (FSOC-2011-0001-0001) Ladies and Gentlemen: The Investment Company...

November 5, 2010 Financial Stability Oversight Council c/o U.S. Department of the Treasury Office of Domestic Finance 1500 Pennsylvania Avenue, N.W. Washington, D.C. 20220 Re: Advance Notice of Proposed Rulemaking Regarding Authority to Require Supervision and Regulation of Certain...

November 5, 2010 Financial Stability Oversight Council c/o United States Department of the Treasury Office of Domestic Finance 1500 Pennsylvania Avenue, N.W. Washington, D.C. 20220 Re: Public Input for the Study Regarding the Implementation of the Prohibitions on Proprietary Trading...

ICI Statement on U.S. Senate Approval of Regulatory Reform Bill Washington, DC, May 21, 2010 - ICI President and CEO Paul Schott Stevens made the following comment on U.S. Senate approval of H.R. 4173, as amended by S. 3217, a bill designed to reform the nation’s financial regulatory...