Cybersecurity Content

In the April Commission Statement Relating to Certain Administrative Adjudications and the Second Commission Statement Relating to Certain Administrative Adjudications, the Securities and Exchange Commission (Commission or SEC) announced that there had been an ongoing internal breach...

The Investment Company Institute appreciates the opportunity to provide its comments on the proposal by the Securities Exchange Commission (the Commission or SEC) to require various SEC-covered entities, including broker-dealers and transfer agents, to adopt and implement written...

The Investment Company Institute supports the U.S. Securities and Exchange Commission’s proposal to supplement the requirements of Section 248.30 of Regulation S-P, which govern safeguarding of customer information, to require “covered institutions” to have more detailed and rigorous...

The Investment Company Institute appreciates the opportunity to provide its comments in response to the U.S. Securities and Exchange Commission reopening the comment period on the rule it proposed last year that would require registered investment companies and investment advisers to...