Transfer Agent Advisory Content

  [25181] May 11, 2011 TO: TAX MEMBERS No. 8-11 INTERNATIONAL MEMBERS No. 14-11 INTERNATIONAL OPERATIONS ADVISORY COMMITTEE No. 7-11 TRANSFER AGENT ADVISORY COMMITTEE No. 32-11 BROKER/DEALER ADVISORY COMMITTEE No. 23-11 RE: DRAFT OUTLINE OF ICI COMMENT LETTER ON FATCA AND NOTICE 2011...

[25176] May 9, 2011 TO: BROKER/DEALER ADVISORY COMMITTEE No. 22-11 COMPLIANCE MEMBERS No. 22-11 INVESTMENT ADVISER MEMBERS No. 11-11 SMALL FUNDS MEMBERS No. 34-11 TRANSFER AGENT ADVISORY COMMITTEE No. 31-11 RE: ICI FILES COMMENT LETTER WITH SEC ON PROPOSED "MISSING SECURITYHOLDER"...

  [25151] April 28, 2011 TO: BDAC COST BASIS REPORTING TASK FORCE No. 9-11 BANK, TRUST AND RECORDKEEPER ADVISORY COMMITTEE No. 25-11 OPERATIONS COMMITTEE No. 14-11 SMALL FUNDS COMMITTEE No. 15-11 TAX COMMITTEE No. 23-11 TRANSFER AGENT ADVISORY COMMITTEE No. 29-11 RE: NEXT COST BASIS...

  [25153] April 28, 2011 TO: TRANSFER AGENT ADVISORY COMMITTEE No. 30-11 RE: IRS ISSUES SUPPLEMENTAL NOTICE ON FATCA   The Internal Revenue Service has issued the attached notice (Notice 2011-34, or the “Supplemental Notice”) supplementing the notice (Notice 2010-60, or the “Initial...

[25148] April 27, 2011 TO: BDAC COST BASIS REPORTING TASK FORCE No. 8-11 BANK, TRUST AND RECORDKEEPER ADVISORY COMMITTEE No. 24-11 BROKER/DEALER ADVISORY COMMITTEE No. 21-11 OPERATIONS COMMITTEE No. 13-11 TAX COMMITTEE No. 22-11 TRANSFER AGENT ADVISORY COMMITTEE No. 28-11 RE: IRS...

  [25143] April 25, 2011 TO: PRIMARY CONTACTS - MEMBER COMPLEX No. 3-11 ACCOUNTING/TREASURERS MEMBERS No. 6-11 OPERATIONS MEMBERS No. 10-11 SMALL FUNDS MEMBERS No. 32-11 TRANSFER AGENT ADVISORY COMMITTEE No. 27-11 PAST PARTICIPANTS -- ICI/PWC TRANSFER AGENT FEE SURVEY RE...

  [25134] April 21, 2011 TO: TAX MEMBERS No. 7-11 INTERNATIONAL MEMBERS No. 12-11 RE: IRS ISSUES SUPPLEMENTAL NOTICE ON FATCA   The Internal Revenue Service has issued the attached notice (Notice 2011-34, or the “Supplemental Notice”) supplementing the notice (Notice 2010-60, or the...

  [25123] April 20, 2011 TO: TRANSFER AGENT ADVISORY COMMITTEE No. 26-11 RE: PRELIMINARY AGENDA FOR TRANSFER AGENT ADVISORY COMMITTEE MEETING - MAY 3, 2011   The preliminary agenda for the next meeting of the Transfer Agent Advisory Committee (“TAAC”) is attached for your information...

  COMMENTS REQUESTED [25115] April 18, 2011 TO: PENSION COMMITTEE No. 14-11 PENSION OPERATIONS ADVISORY COMMITTEE No. 10-11 TAX COMMITTEE No. 20-11 OPERATIONS COMMITTEE No. 12-11 TRANSFER AGENT ADVISORY COMMITTEE No. 25-11 PRIVACY ISSUES WORKING GROUP No. 1-11 RE: IRS EXTENDS SSN...

  [25086] April 12, 2011 TO: BDAC COST BASIS REPORTING TASK FORCE No. 7-11 BANK, TRUST AND RECORDKEEPER ADVISORY COMMITTEE No. 19-11 BROKER/DEALER ADVISORY COMMITTEE No. 20-11 OPERATIONS COMMITTEE No. 11-11 TAX COMMITTEE No. 19-11 SMALL FUNDS COMMITTEE No. 14-11 TRANSFER AGENT...