Transfer Agent Advisory Content

    [24045]   December 22, 2009 TO: BANK, TRUST AND RECORDKEEPER ADVISORY COMMITTEE No. 57-09 BROKER/DEALER ADVISORY COMMITTEE No. 69-09 OPERATIONS MEMBERS No. 31-09 SMALL FUNDS MEMBERS No. 78-09 TAX MEMBERS No. 39-09 TRANSFER AGENT ADVISORY COMMITTEE No. 95-09     RE: PROPOSED...

    [24034]   December 18, 2009 TO: BROKER/DEALER ADVISORY COMMITTEE No. 67-09 BANK, TRUST AND RECORDKEEPER ADVISORY COMMITTEE No. 56-09 OPERATIONS MEMBERS No. 30-09 SMALL FUNDS MEMBERS No. 76-09 TAX MEMBERS No. 37-09 TRANSFER AGENT ADVISORY COMMITTEE No. 94-09     RE: IRS ISSUES...

    [24022]   December 17, 2009 TO: BROKER/DEALER ADVISORY COMMITTEE No. 66-09 BANK, TRUST AND RECORDKEEPER ADVISORY COMMITTEE No. 55-09 OPERATIONS MEMBERS No. 29-09 SMALL FUNDS MEMBERS No. 74-09 TAX MEMBERS No. 35-09 TRANSFER AGENT ADVISORY COMMITTEE No. 93-09     RE: IRS ISSUES...

    [24017]   December 16, 2009 TO: BROKER/DEALER ADVISORY COMMITTEE No. 65-09 BANK, TRUST AND RECORDKEEPER ADVISORY COMMITTEE No. 54-09 TAX MEMBERS No. 34-09 OPERATIONS MEMBERS No. 28-09 TRANSFER AGENT ADVISORY COMMITTEE No. 92-09 SMALL FUNDS MEMBERS No. 72-09     RE: IRS RELEASES...

    [24003]   December 8, 2009 TO: STATE SECURITIES MEMBERS No. 11-09 TRANSFER AGENT ADVISORY COMMITTEE No. 91-09 COMPLIANCE MEMBERS No. 53-09     RE: MISSISSIPPI ADOPTS UNIFORM SECURITIES ACT AND REVISES NOTICE FILING FEE AND STRUCTURE EFFECTIVE JANUARY 1, 2010   Effective January 1...

    [23996]   December 4, 2009 TO: BANK, TRUST AND RECORDKEEPER ADVISORY COMMITTEE No. 52-09 BROKER/DEALER ADVISORY COMMITTEE No. 63-09 COMPLIANCE ADVISORY COMMITTEE No. 6-09 TRANSFER AGENT ADVISORY COMMITTEE No. 90-09 SMALL FUNDS MEMBERS No. 70-09 OPERATIONS MEMBERS No. 27-09 PENSION...

    [23990]   December 1, 2009 TO: TRANSFER AGENT ADVISORY COMMITTEE No. 89-09     RE: TRANSFER AGENT ADVISORY COMMITTEE MEETING NOTICE - FEBRUARY 10-11, 2010   The next meeting of the Transfer Agent Advisory Committee will be held on Wednesday, February 10 from 3:00 p.m. to 5:00 p.m...

    [23980]   November 25, 2009 TO: ACCOUNTING/TREASURERS MEMBERS No. 48-09 INTERNATIONAL MEMBERS No. 29-09 PENSION MEMBERS No. 58-09 TAX MEMBERS No. 31-09 TRANSFER AGENT ADVISORY COMMITTEE No. 88-09     RE: IRS AND TREASURY RELEASE 2009 - 2010 PRIORITY GUIDANCE PLAN   The Internal...

    [23972]   November 23, 2009 TO: TRANSFER AGENT ADVISORY COMMITTEE No. 87-09     RE: OFAC ECONOMIC SANCTIONS ENFORCEMENT GUIDELINES   The Office of Foreign Assets Control (“OFAC”) of the Department of the Treasury recently issued a final rule setting forth the enforcement...

    [23969]   November 23, 2009 TO: PENSION MEMBERS No. 57-09 TAX MEMBERS No. 30-09 OPERATIONS MEMBERS No. 26-09 TRANSFER AGENT ADVISORY COMMITTEE No. 85-09 PRIVACY ISSUES WORKING GROUP No. 17-09     RE: IRS ALLOWS TIN-MASKING ON FORMS 1099 AND 5498   By Notice 2009-93 (attached), the...