Security Valuation Operations Committee Content

The next meeting of the Security Valuation Operations Committee will be Tuesday, October 18 from 11:00 a.m. - 1:00 p.m. Eastern.

On August 26, 2022, the Public Company Accounting Oversight Board (PCAOB) announced that it had signed a Statement of Protocol with the China Securities Regulatory Commission and the Ministry of Finance of the People's Republic of China regarding the PCAOB's ability to completely...

In June, the SEC issued a request for comment on index providers, model portfolio providers, and pricing services.

In June, the SEC issued a request for comment on index providers, model portfolio providers, and pricing services.

On July 26, William Birdthistle, Director of the SEC's Division of Investment Management, gave a speech on current issues and trends in investment management at the Practicing Law Institute Investment Management 2022 program.

Last month, the Securities and Exchange Commission (SEC or "Commission") adopted final rules and form amendments to mandate electronic filing of certain documents that are currently filed in paper format.

Last week, the SEC issued a request for comment on index providers, model portfolio providers, and pricing services ("information providers").

The Office of Information and Regulatory Affairs released the Spring 2022 Unified Agenda of Regulatory and Deregulatory Actions on June 21, 2022.

The ICI filed its comment letter with the SEC responding to its proposal The Enhancement and Standardization of Climate-Related Disclosures for Investors.

Notice 2022-21 invited public comment on recommendations for Treasury's 2022-2023 Priority Guidance Plan. ICI submitted the attached letter largely based on prior recommendations except for an addition regarding the active trade or business requirement under Section 355 of the...