SEC Rules Content

Attached for your review is ICI's draft response to the CFA Institute's Exposure Draft on ESG Disclosure Standards for Investment Products, which incorporates member input on a previous draft. Please provide your comments to Annette Capretta at acapretta@ici.org by 5:00 pm ET on July...

Last week, the Financial Stability Board (FSB) issued its Consultation Report (Report) seeking comments on policy proposals to enhance money market fund resilience, including with respect to the appropriate structure of the sector and of underlying short-term funding markets. The...

Commissioner Peirce recently issued a public statement, which summarizes, and includes as an appendix, a copy of a comment letter she submitted to the International Financial Reporting Standards ("IFRS") Foundation on its planned creation of an International Sustainability Standards...

In late March, the European Banking Authority (EBA) published a consultation paper on draft regulatory technical standards (RTS) on disclosure of investment policy by investment firms under Article 52 Regulation (EU) 2019/2033 on the prudential requirements of investment firms (IFR)...

Commissioner Lee recently provided her views on how boards of directors should navigate ESG-related issues that are "fundamental to the success and sustainability of companies, financial markets, and our economy." She noted that "while many companies report that they oversee ESG at...

Chair Gensler delivered prepared remarks yesterday on the SEC's rulemaking agenda, including those related to ESG, market structure, short sales, and securities lending. His remarks are summarized below.

Commissioner Roisman gave a speech today on the steps necessary for the Commission to take in advance of any climate change and human capital-related rulemaking for the rules to stand the test of time and fit into the SEC's historic frameworks.

A reminder that on Wednesday, June 23rd, from 1-3:00 pm ET, ICI will hold a virtual meeting of the SEC Rules Committee. We are pleased to have as our guest speaker Jennifer McHugh, Senior Special Counsel, Disclosure Review and Accounting Office, SEC Division of Investment Management...

In late March, the European Banking Authority (EBA) published a consultation paper on draft regulatory technical standards (RTS) on disclosure of investment policy by investment firms under Article 52 Regulation (EU) 2019/2033 on the prudential requirements of investment firms (IFR)...