SEC Rules Content

* See Memorandum to Operations Committee No. 40-97, Transfer Agent Advisory Committee No. 67-97, SEC Rules Committee No. 113-97, Closed-End Investment Company Committee No. 47-97, and Unit Investment Trust Committee No. 68-97, dated November 19, 1997. [9630] February 2, 1998 TO...

* See Memorandum to Investment Advisers Committee No. 33-97, dated November 19, 1997 and Memorandum to Closed-End Investment Company Committee No. 48-97, SEC Rules Committee No. 114-97, dated November 21, 1997. [9604] January 16, 1998 TO: CLOSED-END INVESTMENT COMPANY COMMITTEE No. 3...

* See Memorandum to Operations Committee No. 40-97, Transfer Agent Advisory Committee No. 67-97, SEC Rules Committee No. 113-97, Closed-End Investment Company Committee No. 47-97, and Unit Investment Trust Committee No. 68-97, dated November 19, 1997. [9590] January 12, 1998 TO...

[9578] January 7, 1998 TO: SEC RULES COMMITTEE No. 1-98 RE: NOTICE OF MEETING - February 18, 1998 ______________________________________________________________________________ A meeting of the SEC Rules Committee has been scheduled for Wednesday, February 18, 1998 at the offices of...

* See Memorandum to Investment Advisers Committee No. 33-97, dated November 19, 1997 and Memorandum to Closed- End Investment Company Committee No. 48-97, SEC Rules Committee No. 114-97, dated November 21, 1997. [9579] January 7, 1998 TO: CLOSED-END INVESTMENT COMPANY COMMITTEE No. 1...

1 See Memorandum to SEC Rules Committee No. 83-97, dated August 29, 1997. 2 See Memorandum to SEC Rules Committee No. 108-97, dated November 11, 1997. [9556] December 30, 1997 TO: SEC RULES COMMITTEE No. 121-97 RE: ICI LETTER ON SEC CONCEPT RELEASE REGARDING EQUITY INDEX INSURANCE...

* See Memorandum to Closed-End Investment Company Committee No. 36-97, SEC Rules Committee No. 97-97, dated September 30, 1997. [9557] December 30, 1997 TO: CLOSED-END INVESTMENT COMPANY COMMITTEE No. 51-97 SEC RULES COMMITTEE No. 122-97 RE: INSTITUTE LETTER ON PROPOSED AMENDMENTS TO...

1 Department of the Treasury, "Management of Federal Agency Disbursements" (September 11, 1997), 62 Fed. Reg. 48714 (September 16, 1997) (the "Release"). The proposal would revise 31 CFR Part 208 (the "Proposed Rule"). The Release indicates that the conversion to an EFT environment...

1 SEC Release No. 34-39457 (Dec. 17, 1997). The release notes that the NRSRO concept has expanded beyond its originally intended use under the net capital rule. 2 SEC Release No. 34-39455 (Dec. 17, 1997) (proposed rule amendments); SEC Release No. 34-39456 (Dec. 17, 1997) (concept...

1 See Memorandum to Advertising Subcommittee No. 38-97, SEC Rules Committee No. 110-97, and Bank Mutual Fund Task Force, dated November 17, 1997. [9470] December 2, 1997 TO: ADVERTISING SUBCOMMITTEE No. 41-97 SEC RULES COMMITTEE No. 118-97 BANK MUTUAL FUND TASK FORCE RE: INSTITUTE...