Pension Operations Advisory Content

[15652] February 25, 2003 TO: PENSION COMMITTEE No. 4-03 PENSION OPERATIONS ADVISORY COMMITTEE No. 10-03 RE: DRAFT INSTITUTE LETTER CONCERNING SEPARATE ACCOUNT ISSUES UNDER THE FINAL REQUIRED MINIMUM DISTRIBUTION REGULATIONS Attached for your review is a draft of a letter to the...

[15661] February 20, 2003 TO: PENSION MEMBERS No. 10-03 PENSION OPERATIONS ADVISORY COMMITTEE No. 9-03 RE: DOL ADVISORY OPINION 2003-01A - ESTABLISHMENT OF DEEMED IRA DOES NOT SUBJECT DEEMED IRA OR GOVERNMENTAL PLAN TO TITLE I OF ERISA The Department of Labor has released DOL Advisory...

[15656] February 19, 2003 TO: 529 PLAN ADVISORY COMMITTEE No. 11-03 OPERATIONS MEMBERS No. 6-03 PENSION MEMBERS No. 9-03 PENSION OPERATIONS ADVISORY COMMITTEE No. 8-03 TAX MEMBERS No. 11-03 TRANSFER AGENT ADVISORY COMMITTEE No. 19-03 RE: NEW 2003 INSTRUCTIONS FOR FORM 1099-Q AND FORM...

[15597] January 30, 2003 TO: PENSION COMMITTEE No. 3-03 PENSION OPERATIONS ADVISORY COMMITTEE No. 7-03 RE: CONFERENCE CALL TO DISCUSS WHITE HOUSE RETIREMENT SAVINGS INITIATIVES - WEDNESDAY, FEBRUARY 5, 2003 AT 11:00 AM EDT A conference call has been scheduled for Wednesday, February 5...

[15593] January 29, 2003 TO: PENSION MEMBERS No. 6-03 PENSION OPERATIONS ADVISORY COMMITTEE No. 6-03 SEC RULES MEMBERS No. 11-03 CLOSED-END INVESTMENT COMPANY MEMBERS No. 8-03 RE: SEC ADOPTS RULES REGARDING INSIDER TRADES DURING PENSION BLACKOUT PERIODS The Securities and Exchange...

[15585] January 24, 2003 TO: PENSION MEMBERS No. 5-03 PENSION OPERATIONS ADVISORY COMMITTEE No. 5-03 RE: DOL ISSUES FINAL RULES ON BLACKOUT PERIOD NOTICE REQUIREMENTS UNDER SARBANES-OXLEY ACT The Department of Labor has issued final rules and a model notice under section 101(i) of...

[15535] January 15, 2003 TO: PENSION MEMBERS No. 3-03 PENSION OPERATIONS ADVISORY COMMITTEE No. 4-03 RE: IRS REVENUE PROCEDURE ON DEEMED IRAS Revenue Procedure 2003-131 (attached) provides guidance for employers that wish to amend their qualified plans to include deemed IRAs, as...

[15523] January 13, 2003 TO: PENSION COMMITTEE No. 2-03 PENSION OPERATIONS ADVISORY COMMITTEE No. 3-03 RE: DRAFT AGENDA FOR JANUARY 22 JOINT COMMITTEE MEETING AND CALIFORNIA VIDEOCONFERENCE Attached is the draft agenda for the joint meeting of the Pension Committee and the Pension...

[15531] January 9, 2003 TO: PENSION MEMBERS No. 2-03 PENSION OPERATIONS ADVISORY COMMITTEE No. 2-03 RE: IRS ISSUES REVENUE PROCEDURE ON WAIVER OF 60-DAY ROLLOVER REQUIREMENT The IRS has issued regulatory guidance on applying for a waiver of the “60-day rollover” requirement under Code...

[15520] January 7, 2003 TO: PENSION COMMITTEE No. 1-03 PENSION OPERATIONS ADVISORY COMMITTEE No. 1-03 RE: DOL ISSUES REQUEST FOR INFORMATION ON AUTOMATIC ROLLOVERS OF CERTAIN MANDATORY DISTRIBUTIONS The Department of Labor has issued a request for information (“RFI”) relating to...