Pension Operations Advisory Content

[31200] May 7, 2018 TO: ICI Members Pension Committee Pension Operations Advisory Committee SUBJECTS: Pension RE: DOL Announces Extension of Temporary Enforcement Policy on Fiduciary Rule On May 7, 2018, the Department of Labor (DOL) issued Field Assistance Bulletin (FAB) No. 2018-02...

[31192] May 3, 2018 TO: ICI Members Pension Committee Pension Operations Advisory Committee SUBJECTS: Pension RE: DOL Updates Guidance on Fiduciary Duties Related to Exercise of Shareholder Rights and Considering ESG Factors On April 23, 2018, the Department of Labor (DOL) issued...

[31186] May 1, 2018 TO: ICI Members Pension Committee Pension Operations Advisory Committee SUBJECTS: Pension RE: ICI and ARA Submit Updated Study on e-Delivery to DOL The Institute, along with the American Retirement Association (ARA), sent the attached letter to the Department of...

[31185] April 26, 2018 TO: ICI Members Investment Company Directors Broker/Dealer Advisory Committee Investment Advisers Committee Pension Committee Pension Operations Advisory Committee SEC Rules Committee Small Funds Committee Variable Insurance Products Advisory Committee SUBJECTS...

[31174] April 19, 2018 TO: ICI Members Investment Company Directors SUBJECTS: Compliance Disclosure Distribution Fees and Expenses Intermediary Oversight Investment Advisers Operations Pension Transfer Agency RE: SEC Releases Proposals on Standards of Conduct for Broker-Dealers and...

[31175] April 19, 2018 TO: Investment Advisers Committee Pension Committee Pension Operations Advisory Committee SEC Rules Committee Small Funds Committee RE: ICI Call on May 1 to Discuss SEC Proposals on Standards of Conduct for Broker-Dealers and Investment Advisers The SEC voted 4...

[31137] March 16, 2018 TO: ICI Members Pension Committee Pension Operations Advisory Committee SUBJECTS: Pension RE: Fifth Circuit Vacates DOL Fiduciary Rule On March 15, 2018, the Fifth Circuit Court of Appeals issued its long-awaited decision in the lawsuit against the Department of...

[31126] March 12, 2018 TO: ICI Members Pension Committee Pension Operations Advisory Committee SUBJECTS: Pension RE: New Developments Related to Missing Participants of Employer-Sponsored Plans There have been three recent developments relating to missing participants of employer...

[31105] February 23, 2018 TO: ICI Members Pension Committee Pension Operations Advisory Committee SUBJECTS: Pension RE: Massachusetts Files Enforcement Action Against Broker-Dealer for Allegedly Violating Internal Policies Relating to Conflicts of Interest On February 15, 2018, the...

[31085] February 12, 2018 TO: ICI Members Pension Committee Pension Operations Advisory Committee SUBJECTS: Pension RE: Retirement Plan Provisions in Budget Act The Bipartisan Budget Act of 2018 (the Act), reflecting a two-year budget agreement increasing federal spending and funding...