Pension Operations Advisory Content

[32552] June 24, 2020 TO: ICI Members ESG Task Force Pension Committee Pension Operations Advisory Committee SUBJECTS: ESG Pension RE: DOL Issues Proposal on ESG Investments in Retirement Plans The Department of Labor (DOL) has issued a proposed rule intended to clarify its stance on...

[32547] June 23, 2020 TO: ICI Members ESG Task Force Pension Committee Pension Operations Advisory Committee SUBJECTS: ESG Pension RE: DOL Focus on ESG Investments in Retirement Plans Recent activities by the Department of Labor (DOL) suggest an increased interest in issues related to...

[32545] June 22, 2020 TO: ICI Members Bank, Trust and Retirement Advisory Committee Broker/Dealer Advisory Committee Internal Sales Managers Roundtable Investment Adviser and Broker-Dealer Standards of Conduct Working Group Operations Committee Pension Committee Pension Operations...

[32539] June 18, 2020 TO: ICI Members Pension Committee Pension Operations Advisory Committee SUBJECTS: Pension RE: DOL Request for Information on Pooled Employer Plans and other MEPs The Department of Labor (DOL) has published a Request for Information (RFI) on “Prohibited...

[32530] June 16, 2020 TO: ICI Members Bank, Trust and Retirement Advisory Committee Broker/Dealer Advisory Committee ETF (Exchange-Traded Funds) Committee ETF Advisory Committee Internal Sales Managers Roundtable Investment Adviser and Broker-Dealer Standards of Conduct Working Group...

[32531] June 16, 2020 TO: ICI Global Members ICI Global Regulated Funds Committee SUBJECTS: Disclosure Distribution International/Global Investment Advisers MiFID, EMIR, AIFMD, UCITS V Pension Trading and Markets RE: High-Level Forum on the EU Capital Markets Union Publishes Final...

[32518] June 10, 2020 TO: ICI Members Pension Committee Pension Operations Advisory Committee SUBJECTS: Pension RE: IRS Announces Issuance of Opinion Letters and Next Steps for Adopters of Pre-Approved DC Plans In Announcement 2020-7, [1] the IRS indicates that it will soon issue...

[32507] June 3, 2020 TO: ICI Members Pension Committee Pension Operations Advisory Committee SUBJECTS: Pension RE: IRS Permits Remote Notarization and Witnessing of Benefit Plan Elections During COVID-19 Pandemic In Notice 2020-42, [1] the IRS provides temporary relief from the...

[32506] June 3, 2020 TO: ICI Members Pension Committee Pension Operations Advisory Committee SUBJECTS: Pension RE: DOL Guidance on Private Equity Investments within 401(k) and Other Defined Contribution Plans On June 3, 2020, the Department of Labor (the “Department”) issued an...

[32496] May 29, 2020 TO: ICI Members Pension Committee Pension Operations Advisory Committee SUBJECTS: Pension Tax RE: IRS Updates COVID-19 Tax Filing and Deadline Relief - Form 5498 Deadline Extended In Notice 2020-35, the IRS provides a limited expansion of the tax filing and...