Pension Content

[26021] April 5, 2012 TO: PENSION COMMITTEE No. 10-12 PENSION OPERATIONS ADVISORY COMMITTEE No. 10-12 SEC RULES COMMITTEE No. 21-12 SMALL FUNDS COMMITTEE No. 10-12 ADVERTISING COMPLIANCE ADVISORY COMMITTEE No. 11-12 529 PLAN ADVISORY COMMITTEE No. 2-12 RE: SEC RE-OPENS COMMENT PERIOD...

[26016] April 3, 2012 TO: PENSION COMMITTEE No. 9-12 PENSION OPERATIONS ADVISORY COMMITTEE No. 9-12 RE: JOINT PENSON AND PENSION OPERATIONS ADVISORY COMMITTEE CONFERENCE CALL -- APRIL 17, 2012 AT 3:30 PM ET   The joint conference call of the Pension and Pension Operations Advisory...

[25959] March 1, 2012 TO: PENSION COMMITTEE No. 8-12 PENSION OPERATIONS ADVISORY COMMITTEE No. 8-12 SEC RULES MEMBERS No. 21-12 SMALL FUNDS COMMITTEE No. 5-12 ADVERTISING COMPLIANCE ADVISORY COMMITTEE No. 8-12 529 PLAN ADVISORY COMMITTEE No. 1-12 RE: SEC RELEASES A STUDY ON INVESTOR...

[25949] February 29, 2012 TO: PENSION COMMITTEE No. 7-12 PENSION OPERATIONS ADVISORY COMMITTEE No. 7-12 RE: INSTITUTE SUBMITS ANOTHER RESPONSE TO DOL REQUEST ON IRA DATA   On February 24, the Institute submitted the attached letter in response to the Department of Labor’s letter dated...

ACTION REQUESTED [25875] February 7, 2012 TO: PENSION COMMITTEE No. 6-12 PENSION OPERATIONS ADVISORY COMMITTEE No. 6-12 OPERATIONS COMMITTEE No. 4-12 BANK, TRUST AND RETIREMENT ADVISORY COMMITTEE No. 6-12 BROKER/DEALER ADVISORY COMMITTEE No. 5-12 TRANSFER AGENT ADVISORY COMMITTEE No...

February 7, 2012: This memo has been deleted. A replacement will be issued shortly.

ACTION REQUESTED [25869] February 6, 2012 TO: PENSION COMMITTEE No. 5-12 PENSION OPERATIONS ADVISORY COMMITTEE No. 5-12 RE: E-DELIVERY INITIATIVES; YOUR INPUT IS REQUESTED   This memorandum identifies the Institute’s priorities for e-delivery and requests your input on a number of...

  [25848] January 26, 2012 TO: PENSION COMMITTEE No. 4-12 PENSION OPERATIONS ADVISORY COMMITTEE No. 4-12 RE: 408(b)(2) FINAL REGULATION MAY COME IN TWO PARTS   Based on the update the Department of Labor just published of its Fall 2011 Regulatory Agenda, [1] it appears that the...

[25799] January 13, 2012 TO: PENSION COMMITTEE No. 3-12 PENSION OPERATIONS ADVISORY COMMITTEE No. 3-12 RE: INSTITUTE RESPONDS TO DOL REQUEST ON IRA DATA   The Institute submitted the attached letter in response to the Department of Labor’s request [1] for comprehensive information...

  [25773] January 10, 2012 TO: PENSION COMMITTEE No. 1-12 PENSION OPERATIONS ADVISORY COMMITTEE No. 1-12 RE: JOINT PENSION AND PENSION OPERATIONS ADVISORY COMMITTEE MEETING, TUESDAY, FEBRUARY 7, 2012; PRELIMINARY AGENDA ATTACHED   The joint meeting of the Pension and Pension...