Pension Content

[30573] February 9, 2017 TO: ICI Members SUBJECTS: Pension RE: DOL Publishes Additional FAQ Guidance on Fiduciary Rule On January 13, the Department of Labor (DOL) released its second and third set of FAQs relating to the fiduciary rule, the second specifically addressing issues under...

[30557] February 1, 2017 TO: ICI Members Investment Company Directors ICI Global Members Investment Advisers Committee Pension Committee SEC Rules Committee Small Funds Committee SUBJECTS: Disclosure Distribution Fees and Expenses Fund Governance Intermediary Oversight Investment...

[30553] January 31, 2017 TO: ICI Members Bank, Trust and Retirement Advisory Committee Broker/Dealer Advisory Committee Chief Compliance Officer Committee Operations Committee Pension Committee Pension Operations Advisory Committee Sales and Marketing Committee Small Funds Committee...

[30533] January 23, 2017 TO: ICI Members SUBJECTS: Pension RE: IRS Announces Last Day of Remedial Amendment Period for 403(b) Plans In Revenue Procedure 2017-18, the Internal Revenue Service announced that the last day of the current remedial amendment period for 403(b) plans will be...

[30532] January 23, 2017 TO: ICI Members SUBJECTS: Pension RE: IRS Proposed Regulation Modifying Definitions of Qualified Matching and Nonelective Contributions The Internal Revenue Service has proposed amendments to the regulations defining qualified matching contributions (QMACs)...

[30525] January 17, 2017 TO: Pension Committee Pension Operations Advisory Committee RE: February 21, 2017 Joint Pension and Pension Operations Advisory Committee Meeting -- Save the Date As a reminder, the next joint meeting of the Pension and Pension Operations Advisory Committees...

[30520] January 13, 2017 TO: ICI Members SUBJECTS: Pension RE: DOL Information Letter on QDIA Status of Target Date Fund with Annuity Feature The Department of Labor (DOL) has issued an information letter regarding the use of certain customized target date funds as a default...

[30522] January 13, 2017 TO: ICI Members SUBJECTS: Pension RE: DOL Updates Guidance on Fiduciary Duties Related to Exercise of Shareholder Rights In late December, the Department of Labor issued Interpretive Bulletin (IB) 2016-1, which provides guidance regarding the application of...

[30516] January 12, 2017 TO: ICI Members SUBJECTS: Pension RE: FINRA Issues Investor Alert on Inherited IRAs FINRA recently issued a new Investor Alert entitled “Inherited IRAs—What You Need to Know” [1] to provide basic information about the rules that apply when an individual...

[30518] January 12, 2017 TO: ICI Members Investment Company Directors ICI Global Members Investment Advisers Committee Pension Committee SEC Rules Committee Small Funds Committee SUBJECTS: Disclosure Distribution Fees and Expenses Fund Governance Intermediary Oversight Investment...