Pension Content

[32585] July 7, 2020 TO: ICI Members Investment Company Directors Broker/Dealer Advisory Committee Investment Adviser and Broker-Dealer Standards of Conduct Working Group Investment Advisers Committee Operations Committee Pension Committee SEC Rules Committee Transfer Agent Advisory...

[32581] July 6, 2020 TO: ICI Members Bank, Trust and Retirement Advisory Committee Broker/Dealer Advisory Committee Investment Adviser and Broker-Dealer Standards of Conduct Working Group Investment Advisers Committee Operations Committee Pension Committee Pension Operations Advisory...

[32570] July 2, 2020 TO: ICI Members Pension Committee Pension Operations Advisory Committee SUBJECTS: Pension Tax RE: IRS Provides Guidance on Mid-Year Reductions and Suspensions of Employer Contributions in Safe Harbor 401(k) Plans, Including Relief Due to COVID-19 IRS recently...

[32564] June 29, 2020 TO: ICI Members Bank, Trust and Retirement Advisory Committee Broker/Dealer Advisory Committee ETF (Exchange-Traded Funds) Committee ETF Advisory Committee Internal Sales Managers Roundtable Investment Adviser and Broker-Dealer Standards of Conduct Working Group...

[32556] June 26, 2020 TO: ICI Members Pension Committee Pension Operations Advisory Committee SUBJECTS: Pension Tax RE: IRS Provides Guidance on CARES Act Distributions, Loans, and RMD Suspension In Notices 2020-50 [1] and 2020-51, [2] the IRS and Treasury provide detailed guidance on...

[32552] June 24, 2020 TO: ICI Members ESG Task Force Pension Committee Pension Operations Advisory Committee SUBJECTS: ESG Pension RE: DOL Issues Proposal on ESG Investments in Retirement Plans The Department of Labor (DOL) has issued a proposed rule intended to clarify its stance on...

[32547] June 23, 2020 TO: ICI Members ESG Task Force Pension Committee Pension Operations Advisory Committee SUBJECTS: ESG Pension RE: DOL Focus on ESG Investments in Retirement Plans Recent activities by the Department of Labor (DOL) suggest an increased interest in issues related to...

[32545] June 22, 2020 TO: ICI Members Bank, Trust and Retirement Advisory Committee Broker/Dealer Advisory Committee Internal Sales Managers Roundtable Investment Adviser and Broker-Dealer Standards of Conduct Working Group Operations Committee Pension Committee Pension Operations...

[32539] June 18, 2020 TO: ICI Members Pension Committee Pension Operations Advisory Committee SUBJECTS: Pension RE: DOL Request for Information on Pooled Employer Plans and other MEPs The Department of Labor (DOL) has published a Request for Information (RFI) on “Prohibited...

[32530] June 16, 2020 TO: ICI Members Bank, Trust and Retirement Advisory Committee Broker/Dealer Advisory Committee ETF (Exchange-Traded Funds) Committee ETF Advisory Committee Internal Sales Managers Roundtable Investment Adviser and Broker-Dealer Standards of Conduct Working Group...