Operations Content

    [20975]   March 21, 2007 TO: TRANSFER AGENT ADVISORY COMMITTEE No. 15-07 OPERATIONS COMMITTEE No. 5-07 SEC RULES COMMITTEE No. 28-07 SMALL FUNDS COMMITTEE No. 10-07     RE: DEADLINE EXTENDED FOR ELECTRONIC FILING OF TRANSFER AGENT FORMS WITH SEC   As you know, the Securities and...

    [20918]   March 2, 2007 TO: TRANSFER AGENT ADVISORY COMMITTEE No. 13-07 OPERATIONS COMMITTEE No. 4-07 SEC RULES COMMITTEE No. 20-07 SMALL FUNDS COMMITTEE No. 7-07     RE: SEC STAFF GUIDANCE CLARIFYING FINAL RULE AMENDMENTS TO REQUIRE ELECTRONIC FILING OF TRANSFER AGENT FORMS   As...

[20891] February 21, 2007 TO: OPERATIONS COMMITTEE No. 3-07 RE: OPERATIONS COMMITTEE MEETING NOTICE - APRIL 25-26, 2007 The next meeting of the Operations Committee will be held on Wednesday, April 25th from 3:00 to 5:00 p.m. and Thursday, April 26th from 9:30 a.m. to 2:00 p.m. The...

    [20883]   February 20, 2007 TO: BANK, TRUST AND RECORDKEEPER ADVISORY COMMITTEE No. 8-07 BROKER/DEALER ADVISORY COMMITTEE No. 12-07 OPERATIONS COMMITTEE No. 2-07 PENSION OPERATIONS ADVISORY COMMITTEE No. 7-07 SMALL FUNDS COMMITTEE No. 5-07 TRANSFER AGENT ADVISORY COMMITTEE No. 11...

    [20810]   January 26, 2007 TO: TRANSFER AGENT ADVISORY COMMITTEE No. 5-07 OPERATIONS COMMITTEE No. 1-07 SEC RULES COMMITTEE No. 7-07 SMALL FUNDS COMMITTEE No. 2-07     RE: SEC FINALIZES RULE AMENDMENTS TO REQUIRE ELECTRONIC FILING OF TRANSFER AGENT FORMS   The Securities and...

©2006 Investment Company Institute. All rights reserved. Information may be abridged and therefore incomplete. Communications from the Institute do not constitute, and should not be considered a substitute for, legal advice. [20712] December 21, 2006 TO: TRANSFER AGENT ADVISORY...

©2006 Investment Company Institute. All rights reserved. Information may be abridged and therefore incomplete. Communications from the Institute do not constitute, and should not be considered a substitute for, legal advice. [20550] November 7, 2006 TO: OPERATIONS COMMITTEE No. 30-06...

©2006 Investment Company Institute. All rights reserved. Information may be abridged and therefore incomplete. Communications from the Institute do not constitute, and should not be considered a substitute for, legal advice. [20530] October 31, 2006 TO: OPERATIONS COMMITTEE No. 29-06...

©2006 Investment Company Institute. All rights reserved. Information may be abridged and therefore incomplete. Communications from the Institute do not constitute, and should not be considered a substitute for, legal advice. [20496] October 19, 2006 TO: BANK, TRUST AND RECORDKEEPER...

©2006 Investment Company Institute. All rights reserved. Information may be abridged and therefore incomplete. Communications from the Institute do not constitute, and should not be considered a substitute for, legal advice. [20474] October 11, 2006 TO: ACCOUNTING/TREASURERS COMMITTEE...