Money Market Funds Advisory Content

1 In the Matter of John E. Backlund, John H. Hankins, Howard L. Peterson, and John G. Guffey, Securities Act Release No. 7626 (January 11, 1999). [10704] February 5, 1999 TO: DIRECTOR SERVICES COMMITTEE No. 6-99 MONEY MARKET FUNDS ADVISORY COMMITTEE No. 2-99 SEC RULES MEMBERS No. 16...

1 Securities Act Release No. 7621, January 6, 1999. [10671] January 26, 1999 TO: FIXED-INCOME ADVISORY COMMITTEE No. 1-99 MONEY MARKET FUNDS ADVISORY COMMITTEE No. 1-99 RE: SEC SANCTIONS ORANGE COUNTY BOND COUNSEL _______________________________________________________________________...

1 SSgA International Liquidity Fund, SEC No-Action Letter (Dec. 2, 1998). 2 Each fund invests only in securities denominated in the particular foreign currency, seeks to maintain a constant net asset value expressed in that currency, and accepts purchases and effects redemptions only...

1 New Center Asset Trust, SEC No-Action Letter (Nov. 5, 1998). 2 Under Rule 2a-7(a)(3), an ABS means a fixed income security (other than a Government security) issued by a “special purpose entity” substantially all of the assets of which consist of “qualifying assets”. Under that...

1 Goldman Sachs & Co., SEC No-Action Letter (Aug. 14, 1998). 2 The amendments superseded a previous no-action letter, Merrill Lynch, Pierce, Fenner & Smith, SEC No-Action Letter (Apr. 6, 1987), in which the staff concluded that, subject to certain conditions, a money market fund could...

[9780] March 19, 1998 TO: ACCOUNTING/TREASURERS MEMBERS No. 6-98 COMPLIANCE ADVISORY COMMITTEE No. 9-98 PRIMARY CONTACTS - MONEY MARKET FUNDS No. 2-98 MONEY MARKET FUNDS ADVISORY COMMITTEE No. 4-98 SEC RULES MEMBERS No. 20-98 SMALL FUNDS MEMBERS No. 5-98 RE: 1998 MONEY MARKET FUND...

* See Memorandum to Money Market Funds Advisory Committee No. 8-97 and SEC Rules Committee No. 119-97, dated December 23, 1997. [9720] March 2, 1998 TO: MONEY MARKET FUNDS ADVISORY COMMITTEE No. 3-98 SEC RULES COMMITTEE No. 19-98 RE: INSTITUTE COMMENT LETTER ON SEC PROPOSAL TO DEFINE...

[9674] February 12, 1998 TO: ACCOUNTING/TREASURERS MEMBERS No. 2-98 COMPLIANCE ADVISORY COMMITTEE No. 5-98 MONEY MARKET FUNDS ADVISORY COMMITTEE No. 2-98 PRIMARY CONTACTS - MONEY MARKET FUNDS No. 1-98 SEC RULES MEMBERS No. 12-98 SMALL FUNDS MEMBERS No. 2-98 RE: 1998 MONEY MARKET FUND...

1 See Memorandum to Money Market Funds Advisory Committee No. 8-97 and SEC Rules Committee No. 119-97, dated December 23, 1997. [9670] February 11, 1998 TO: SEC RULES COMMITTEE No. 11-98 MONEY MARKET FUNDS ADVISORY COMMITTEE No. 1-98 RE: DRAFT INSTITUTE COMMENT LETTER ON SEC PROPOSAL...

1 SEC Release No. 34-39457 (Dec. 17, 1997). The release notes that the NRSRO concept has expanded beyond its originally intended use under the net capital rule. 2 SEC Release No. 34-39455 (Dec. 17, 1997) (proposed rule amendments); SEC Release No. 34-39456 (Dec. 17, 1997) (concept...