Money Market Funds Advisory Content

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Memo#
20893

NASD Establishes Portfolio Margin Pilot Program

    [20893]   February 28, 2007 TO: FIXED-INCOME ADVISORY COMMITTEE No. 3-07 INST. MONEY MARKET FUNDS ADVISORY COMMITTEE No. 3-07 MONEY MARKET FUNDS ADVISORY COMMITTEE No. 2-07 SEC RULES MEMBERS No. 24-07     RE: NASD ESTABLISHES PORTFOLIO MARGIN PILOT PROGRAM   NASD has issued a...
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Memo#
20877

SEC Proposal to Implement the Credit Rating Agency Reform Act

    [20877]   February 16, 2007 TO: SEC RULES MEMBERS No. 21-07 FIXED-INCOME ADVISORY COMMITTEE No. 2-07 MONEY MARKET FUNDS ADVISORY COMMITTEE No. 1-07 INST. MONEY MARKET FUNDS ADVISORY COMMITTEE No. 2-07 CLOSED-END INVESTMENT COMPANY MEMBERS No. 13-07 ETF ADVISORY COMMITTEE No. 6-07...
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Memo#
20719

SEC Sanctions Auditor in Connection with Mutual Fund Audits

©2006 Investment Company Institute. All rights reserved. Information may be abridged and therefore incomplete. Communications from the Institute do not constitute, and should not be considered a substitute for, legal advice. [20719] December 21, 2006 TO: ACCOUNTING/TREASURERS MEMBERS...
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Memo#
20587

IDC Managing Director & ICI Laws Department Personnel

©2006 Investment Company Institute. All rights reserved. Information may be abridged and therefore incomplete. Communications from the Institute do not constitute, and should not be considered a substitute for, legal advice. [20587] November 15, 2006 TO: 529 PLAN ADVISORY COMMITTEE No...
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Memo#
20587

IDC Managing Director & ICI Laws Department Personnel

©2006 Investment Company Institute. All rights reserved. Information may be abridged and therefore incomplete. Communications from the Institute do not constitute, and should not be considered a substitute for, legal advice. [20587] November 15, 2006 TO: 529 PLAN ADVISORY COMMITTEE No...
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Memo#
20475

President Signs Into Law "Credit Rating Agency Reform Act"

[20475] October 10, 2006 TO: INST. MONEY MARKET FUNDS ADVISORY COMMITTEE No. 6-06 ©2006 Investment Company Institute. All rights reserved. Information may be abridged and therefore incomplete. Communications from the Institute do not constitute, and should not be considered a...