Money Market Funds Advisory Content

[32044] November 8, 2019 TO: ICI Members Investment Company Directors Chief Compliance Officer Committee Internal Audit Committee Money Market Funds Advisory Committee Operations Committee SUBJECTS: Compliance Money Market Funds RE: OCIE Publishes Risk Alert with Observations from...

[31993] October 4, 2019 TO: ICI Members Investment Company Directors ICI Global Members SUBJECTS: Disclosure Exchange-Traded Funds (ETFs) Money Market Funds Transfer Agency Variable Insurance Products RE: ICI Letter on Member Firms' Preferences and Costs Associated with SEC Staff's...

[31939] September 5, 2019 TO: ICI Members Investment Company Directors ICI Global Members SUBJECTS: Compliance Exchange-Traded Funds (ETFs) Fund Governance International/Global Investment Advisers Money Market Funds Portfolio Oversight Risk Oversight Systemic Risk RE: ESMA Issues...

[31780] May 29, 2019 TO: Derivatives Markets Advisory Committee Fixed-Income Advisory Committee Money Market Funds Advisory Committee Municipal Securities Advisory Committee RE: ICI Member Call June 4 to Discuss Member Implementation Efforts on Benchmark Reform Transition Following up...

[31697] April 3, 2019 TO: ICI Members Chief Compliance Officer Committee Disclosure Working Group SEC Rules Committee SUBJECTS: Compliance Disclosure Exchange-Traded Funds (ETFs) Money Market Funds Variable Insurance Products RE: Division of Investment Management Staff Bulletin on 485...

[31585] January 29, 2019 TO: ICI Members Investment Company Directors ICI Global Members SUBJECTS: Money Market Funds Systemic Risk RE: FSOC 2018 Annual Report to Congress - Recommendations of Interest to the Regulated Fund Industry Late last month, the US Financial Stability...

[31512] December 4, 2018 TO: ICI Members Investment Company Directors Accounting/Treasurers Committee Money Market Funds Advisory Committee SEC Rules Committee SUBJECTS: Compliance Disclosure Money Market Funds Valuation RE: EDGAR Closed on December 5 In connection with tomorrow’s...

[31322] August 9, 2018 TO: Chief Risk Officer Committee Equity Markets Advisory Committee Fixed-Income Advisory Committee Money Market Funds Advisory Committee Operations Committee Securities Operations Advisory Committee RE: ICI Member Call August 22: Treasury Market Practices Group...

[31279] July 13, 2018 TO: ICI Members AML Compliance Working Group Bank, Trust and Retirement Advisory Committee Broker/Dealer Advisory Committee Compliance Advisory Committee Money Market Funds Advisory Committee Money Market Working Group Operations Committee SEC Rules Committee...

[31227] May 31, 2018 TO: ICI Members ICI Global Members Fixed-Income Advisory Committee ICI Global Regulated Funds Committee Money Market Funds Advisory Committee SUBJECTS: International/Global RE: BCBS and IOSCO Issue Criteria for Identifying STC Short-Term Securitisations On 14 May...