Management Company Tax Subcommittee Content

[32156] January 16, 2020 TO: ICI Members Investment Company Directors ICI Global Members Management Company Tax Subcommittee Pension Committee Public Communications Committee Tax Advisory Committee Tax Committee SUBJECTS: 529 Plans Derivatives Distribution Fees and Expenses Operations...

[32150] January 16, 2020 TO: ICI Global Tax Committee Management Company Tax Subcommittee Tax Committee RE: Agenda for Tax Committee Call -- Wednesday, January 22 at 11:00 AM ET The next Tax Committee monthly conference call will be on Wednesday, January 22, 2020 at 11:00 a.m....

[32152] January 16, 2020 TO: ICI Global Members Global Operations Advisory Committee - Asia ICI Global Pacific Chapter ICI Global Regulated Funds Committee SUBJECTS: Alternative Investments Compliance Disclosure Distribution Fees and Expenses International/Global Investment Advisers...

[32141] January 13, 2020 TO: ICI Global Members Global Operations Advisory Committee ICI Global Pacific Chapter ICI Global Regulated Funds Committee SUBJECTS: Compliance Disclosure Distribution International/Global Investment Advisers Litigation & Enforcement Trading and Markets RE...

[32132] January 8, 2020 TO: ICI Members ESG Task Force SEC Rules Committee Small Funds Committee SUBJECTS: Compliance Disclosure Distribution Investment Advisers RE: SEC Examiners Focus on ESG The SEC’s Office of Compliance Inspections and Examinations (OCIE) has published its 2020...

[32133] January 8, 2020 TO: ICI Members SUBJECTS: Closed-End Funds Compliance Distribution RE: SEC Issues Proposal to Update Accredited Investor and Qualified Institutional Buyer Definitions The Securities and Exchange Commission recently issued a proposal to update the definitions of...

[32129] January 8, 2020 TO: SEC Rules Committee RE: SEC Issues Proposal to Update Accredited Investor and Qualified Institutional Buyer Definitions; Call Scheduled for January 16 at 2:00 PM ET The Securities and Exchange Commission recently issued a proposal to update the definitions...

[32128] January 6, 2020 TO: ICI Global Members ESG Task Force ICI Global Pacific Chapter ICI Global Regulated Funds Committee SUBJECTS: Compliance Disclosure Distribution International/Global Investment Advisers RE: Update on ESG-Related Policy Developments in Hong Kong The Hong Kong...

[32113] December 19, 2019 TO: ICI Members ICI Global Members ICI Global Tax Committee Management Company Tax Subcommittee Tax Committee SUBJECTS: International/Global Tax RE: India: ICI Global Submits Letter on India Based Fund Manager Regime ICI Global submitted the attached letter...

[32096] December 11, 2019 TO: ICI Members SUBJECTS: Advertising Compliance Disclosure Distribution Fees and Expenses Fund Accounting & Financial Reporting Investment Advisers RE: New FINRA FAQ Permits "Adjusted Expense Ratios" in Ads Last week, FINRA issued a new FAQ that permits...