Independent Accountants Advisory Content

[10386] October 16, 1998 TO: ACCOUNTING/TREASURERS COMMITTEE No. 44-98 INDEPENDENT ACCOUNTANTS ADVISORY COMMITTEE No. 11-98 RE: NOTICE OF MEETING - NOVEMBER 19, 1998 ______________________________________________________________________________ This is to inform you that there will be...

1 Investment Adviser Year 2000 Reports, SEC Release Nos. IA-1769 and IC-23476; File No. S7-20-98 (Oct. 1, 1998) (the “Release”). 2 See Investment Adviser Year 2000 Reports, SEC Release Nos. IA-1728 and IC-23293; File No. S7-20-98 (June 30, 1998). 3 The Release also notes that the...

1 See Memorandum to Accounting/Treasurers Committee No. 27-98, Compliance Advisory Committee No. 18-98, Independent Accountants Advisory Committee No. 7-98, Internal Audit Committee No. 6-98, Investment Advisers Committee No. 24-98, Operations Committee No. 26-98, SEC Rules Committee...

1 Year 2000 Readiness Reports To Be Made by Certain Transfer Agents, SEC Release No. 34-40163; File No. S7-8-98 (July 2, 1998); and Reports To Be Made by Certain Brokers and Dealers, SEC Release No. 34-40162; File No. S7-7-98 (July 2, 1998) (the “Releases”). 2 See Memorandum to...

1 Investment Adviser Year 2000 Reports, SEC Release No. IA-1728, IC-23293; File No. S7-20-98 (June 30, 1998) (the “Release”). The Release is a follow-up to two earlier companion releases in which the SEC proposed Year 2000 reporting requirements for certain transfer agents and broker...

[10089] July 2, 1998 TO: ACCOUNTING/TREASURERS COMMITTEE No. 26-98 INDEPENDENT ACCOUNTANTS ADVISORY COMMITTEE No. 6-98 RE: MEETING AGENDA -- JULY 9, 1998 ______________________________________________________________________________ A draft agenda for the meeting of the Accounting...

[10000] June 9, 1998 TO: ACCOUNTING/TREASURERS COMMITTEE No. 25-98 INDEPENDENT ACCOUNTANTS ADVISORY COMMITTEE No. 5-98 RE: NOTICE OF MEETING -- JULY 9, 1998 ______________________________________________________________________________ This is to inform you that there will be a joint...

* See Memorandum to Accounting/Treasurers Committee No. 13-98, Compliance Advisory Committee No. 8-98, Independent Accountants Advisory Committee No. 3-98, Internal Audit Committee No. 2-98, Investment Advisers Committee No. 10-98, Operations Committee No. 13-98, SEC Rules Committee...

1 Year 2000 Readiness Reports to Be Made by Transfer Agents, SEC Release No. 34-39726; File No. S7-8-98 (March 5, 1998); and Reports to Be Made by Certain Brokers and Dealers, SEC Release No. 34-39724, IC-23059, IA-1704; File No. S7-7-98 (March 5, 1998) (collectively, the “proposed...

1 SEC Release No. IC-23029, February 18, 1998. [9734] March 4, 1998 TO: ACCOUNTING/TREASURERS COMMITTEE No. 11-98 INDEPENDENT ACCOUNTANTS ADVISORY COMMITTEE No. 2-98 RE: SEC STATEMENT OF SUPPORT FOR INDEPENDENCE STANDARDS BOARD _________________________________________________________...