Global Operations Advisory Committee Content

  [25304] June 28, 2011 TO: INTERNATIONAL OPERATIONS ADVISORY COMMITTEE No. 11-11 RE: NOTICE OF IOAC MEETING - SEPTEMBER 29, 2011 IN LUXEMBOURG & QUINCY, MA   The next meeting of the ICI’s International Operations Advisory Committee (“IOAC”) will take place on Thursday, September 29...

[25267] June 9, 2011 TO: TAX MEMBERS No. 14-11 INTERNATIONAL MEMBERS No. 24-11 INTERNATIONAL OPERATIONS ADVISORY COMMITTEE No. 10-11 TRANSFER AGENT ADVISORY COMMITTEE No. 45-11 BROKER/DEALER ADVISORY COMMITTEE No. 35-11 RE: ICI COMMENT LETTER ON FATCA AND NOTICE 2011-34 The attached...

ACTION REQUESTED [25234] May 31, 2011 TO: TAX COMMITTEE No. 32-11 INTERNATIONAL COMMITTEE No. 14-11 INTERNATIONAL OPERATIONS ADVISORY COMMITTEE No. 9-11 TRANSFER AGENT ADVISORY COMMITTEE No. 39-11 BROKER/DEALER ADVISORY COMMITTEE No. 30-11 RE: DRAFT ICI COMMENT LETTER ON FATCA --...

[25191] May 17, 2011 TO: BANK, TRUST AND RECORDKEEPER ADVISORY COMMITTEE No. 26-11 BROKER/DEALER ADVISORY COMMITTEE No. 25-11 CLOSED-END INVESTMENT COMPANY COMMITTEE No. 27-11 ETF ADVISORY COMMITTEE No. 33-11 EQUITY MARKETS ADVISORY COMMITTEE No. 23-11 FIXED-INCOME ADVISORY COMMITTEE...

  [25181] May 11, 2011 TO: TAX MEMBERS No. 8-11 INTERNATIONAL MEMBERS No. 14-11 INTERNATIONAL OPERATIONS ADVISORY COMMITTEE No. 7-11 TRANSFER AGENT ADVISORY COMMITTEE No. 32-11 BROKER/DEALER ADVISORY COMMITTEE No. 23-11 RE: DRAFT OUTLINE OF ICI COMMENT LETTER ON FATCA AND NOTICE 2011...

  [25140] April 26, 2011 TO: INTERNATIONAL OPERATIONS ADVISORY COMMITTEE No. 6-11 RE: IRS ISSUES SUPPLEMENTAL NOTICE ON FATCA   The Internal Revenue Service has issued the attached notice (Notice 2011-34, or the “Supplemental Notice”) supplementing the notice (Notice 2010-60, or the...

[25111] April 15, 2011 TO: INTERNATIONAL OPERATIONS ADVISORY COMMITTEE No. 5-11 RE: PRELIMINARY AGENDA FOR IOAC MEETING - MAY 4, 2011   The preliminary agenda for the May 4 meeting of the ICI International Operations Advisory Committee (“IOAC”) is attached for your information, as...

  [25060] April 4, 2011 TO: INTERNATIONAL OPERATIONS ADVISORY COMMITTEE No. 4-11 RE: IOSCO FINAL REPORT - PRINCIPLES ON POINT OF SALE DISCLOSURE   The International Organization of Securities Commissions (“IOSCO”) Technical Committee recently published their final report regarding...

  [25017] March 8, 2011 TO: INTERNATIONAL OPERATIONS ADVISORY COMMITTEE No. 3-11 RE: INTERNATIONAL OPERATIONS ADVISORY COMMITTEE MEETING NOTICE - MAY 3-4, 2011   The next meeting of the ICI International Operations Advisory Committee (“IOAC”) will take place on Wednesday, May 4, 2011...

[24954]   February 8, 2011 TO: INTERNATIONAL OPERATIONS ADVISORY COMMITTEE No. 2-11 RE: JOINT INDUSTRY ASSOCIATIONS LETTER ON INITIATIVES CONCERNING UNIVERSAL STANDARD TO IDENTIFY PARTIES TO FINANCIAL CONTRACTS   Under the Dodd-Frank Wall Street Reform and Consumer Protection Act (...