Global Operations Advisory Committee Content

[29274] August 21, 2015 TO: DERIVATIVES MARKETS ADVISORY COMMITTEE No. 62-15 ETF (EXCHANGE-TRADED FUNDS) COMMITTEE No. 21-15 ETF ADVISORY COMMITTEE No. 20-15 EQUITY MARKETS ADVISORY COMMITTEE No. 14-15 FIXED-INCOME ADVISORY COMMITTEE No. 27-15 ICI GLOBAL CAPITAL MARKETS UNION TASK...

[29261] August 17, 2015 TO: INTERNATIONAL OPERATIONS ADVISORY COMMITTEE No. 22-15 RE: ESMA CONSULTATION ON UCITS REMUNERATION GUIDELINES   On 23 July, the European Securities and Markets Authority (ESMA) launched a consultation on proposed Guidelines on sound remuneration policies...

[29217] August 3, 2015 TO: INTERNATIONAL OPERATIONS ADVISORY COMMITTEE No. 21-15 SECURITIES OPERATIONS ADVISORY COMMITTEE RE: EU SECURITIES FINANCING TRANSACTIONS REGULATION   On 17 June 2015, the Presidency of the Council of the European Union (EU) and European Parliament reached...

[29198] July 28, 2015 TO: INTERNATIONAL OPERATIONS ADVISORY COMMITTEE No. 20-15 RE: INTERNATIONAL OPERATIONS ADVISORY COMMITTEE MEETING NOTICE - THURSDAY, SEPTEMBER 17, 2015   The next meeting of the ICI’s International Operations Advisory Committee (IOAC) will take place on Thursday...

[29183] July 20, 2015 TO: FIXED-INCOME ADVISORY COMMITTEE No. 23-15 EQUITY MARKETS ADVISORY COMMITTEE No. 12-15 ICI GLOBAL CAPITAL MARKETS UNION TASK FORCE ICI GLOBAL EXCHANGE TRADED FUNDS COMMITTEE No. 5-15 ICI GLOBAL REGULATED FUNDS COMMITTEE No. 39-15 ICI GLOBAL STEERING COMMITTEE...

A white paper has been published by the Industry Steering Committee (ISC) to shorten the U.S. Securities Settlement cycle that summarizes industry level requirements, including regulatory changes, which are necessary for the migration from trade date plus three days (T+3) to trade...

[29052] June 4, 2015 TO: SECURITIES OPERATIONS ADVISORY COMMITTEE INTERNATIONAL OPERATIONS ADVISORY COMMITTEE No. 17-15 RE: COMMENT LETTER ON SECOND FSB CONSULTATION REGARDING ASSESSMENT METHODOLOGIES FOR IDENTIFYING INVESTMENT FUNDS OR ASSET MANAGERS AS GLOBAL SIFIS   As you may know...

[29035] May 28, 2015 TO: INTERNATIONAL OPERATIONS ADVISORY COMMITTEE No. 16-15 SECURITIES OPERATIONS ADVISORY COMMITTEE RE: ICI GLOBAL LETTER TO SEBI ON KEY INDIAN REGULATORY ISSUES FOR CROSS-BORDER PORTFOLIO INVESTMENTS   On May 11, 2015 we submitted a letter to the Securities and...

[29019] May 27, 2015 TO: ICI GLOBAL ASIA PACIFIC SENIOR LEADERS No. 6-15 ICI GLOBAL MUTUAL RECOGNITION TASK FORCE No. 1-15 ICI GLOBAL REGULATED FUNDS COMMITTEE No. 23-15 INTERNATIONAL COMMITTEE No. 27-15 INTERNATIONAL OPERATIONS ADVISORY COMMITTEE No. 14-15 RE: MUTUAL RECOGNITION OF...

[29029] May 27, 2015 TO: INTERNATIONAL OPERATIONS ADVISORY COMMITTEE No. 15-15 RE: CONFERENCE CALL TO DISCUSS SAUDI ARABIA QUALIFIED FOREIGN INVESTORS RULES - JUNE 2 AT 11:30 AM US EST   The Capital Markets Authority of the Kingdom of Saudi Arabia recently adopted final rules for...