CCO Advisory Issues Subcommittee Content

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CCO Advisory Issues Subcommittee

The CCO Advisory Issues Subcommittee is a subgroup of ICI’s CCO Committee. It consists of those members of the CCO Committee who are interested in issues relating to fund advisers and sub-advisers. While ICI’s CCO Committee addresses a variety of issues impacting CCOs, this Subcommittee will focus on issues of particular interest to CCOs of fund advisers and sub-advisers in manager-of-manager arrangements.
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34334

SEC Adopts Clawback Rule and Related Amendments

Last week, the SEC adopted a new incentive-based compensation "clawback" rule (the "rule") and related amendments by a 3-2 vote. The final rule could require certain listed registered management investment companies ("funds") to adopt clawback policies as required by their exchanges...