[32842] October 19, 2020 TO: ICI Members Investment Company Directors ICI Global Members ICI Global Regulated Funds Committee SEC Rules Committee SUBJECTS: Bank Regulation COVID-19 Exchange-Traded Funds (ETFs) Financial Stability Money Market Funds Operations Portfolio Oversight Risk...
[32829] October 13, 2020 TO: Bank-Affiliated Member Advisory Committee SEC Rules Committee RE: October 22 Call to Discuss Regulation O and Implications for Certain Asset Managers On October 22, ICI will hold a member call to discuss issues for asset managers arising under the Federal...
[32693] August 21, 2020 TO: ICI Members Accounting/Treasurers Committee Bank, Trust and Retirement Advisory Committee Bank-Affiliated Member Advisory Committee Closed-End Investment Company Committee Operations Committee Tax Committee Transfer Agent Advisory Committee SUBJECTS: Fund...
[32611] July 17, 2020 TO: ICI Global Members ICI Global Pacific Chapter ICI Global Regulated Funds Committee SUBJECTS: Bank Regulation Compliance International/Global Operations Recordkeeping RE: China Published Amended Fund Custody Rules to Allow Foreign Banks to be Fund Custodians...
[32565] June 29, 2020 TO: ICI Members Investment Company Directors ICI Global Members Bank-Affiliated Member Advisory Committee ICI Global Regulated Funds Committee SEC Rules Committee SUBJECTS: Bank Regulation Financial Stability International/Global RE: US Agencies Adopt Final...
[32303] March 19, 2020 TO: Bank-Affiliated Member Advisory Committee RE: Draft Letter on Volcker Rule Proposal; Comments Due to ICI by March 27 As we previously informed you, the five Agencies responsible for implementing Section 13 of the Bank Holding Company Act, known as the...
[32134] January 9, 2020 TO: Bank-Affiliated Member Advisory Committee SEC Rules Committee RE: ICI Call to Discuss Regulation O and Potential Implications for Asset Managers On January 16, ICI will hold a member call to discuss issues arising under the Federal Reserve Board’s...
[31861] July 17, 2019 TO: ICI Members ICI Global Members Bank-Affiliated Member Advisory Committee Chief Compliance Officer Committee Chief Risk Officer Committee SEC Rules Committee SUBJECTS: Portfolio Oversight Risk Oversight RE: ICI Comment Letter on Federal Reserve Proposal to...
[31844] July 10, 2019 TO: Bank-Affiliated Member Advisory Committee Chief Compliance Officer Committee Chief Risk Officer Committee SEC Rules Committee RE: Your Feedback Requested on ICI Draft Comment Letter on Federal Reserve Board "Control" Proposal As we indicated previously, the...
[31826] June 26, 2019 TO: Bank-Affiliated Member Advisory Committee Chief Compliance Officer Committee SEC Rules Committee RE: Federal Reserve Proposal on "Control" Under Federal Banking Laws; Your Feedback Requested on Aspects Relevant to Regulated Funds The Federal Reserve Board has...
