Bank, Trust and Recordkeeper Advisory Content

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Committee

Bank, Trust and Retirement Advisory Committee

The Bank, Trust and Retirement Advisory Committee (BTRAC) provides a forum to identify ways to improve the distribution, operational processing, servicing, and support of mutual fund products. BTRAC’s efforts to better serve the needs of the industry and mutual fund shareholders focus particularly on the bank/trust and retirement distribution channels.
ICI Default BG
Memo#
33181

SEC Staff Issues Statement on Cross Trading

[33181] March 12, 2021 TO: ICI Members Investment Company Directors SUBJECTS: Audit and Attest Audit Committees Compliance Fund Accounting & Financial Reporting Fund Governance Intermediary Oversight Investment Advisers Operations Recordkeeping Risk Oversight Valuation RE: SEC Staff...
ICI Default BG
Memo#
33176

DOL Issues Enforcement Policy Statement on ESG and Proxy Voting Final Rules

[33176] March 10, 2021 TO: ICI Members Investment Company Directors ICI Global Members Bank, Trust and Retirement Advisory Committee ESG Advisory Group ESG Task Force ICI Global Retirement Savings Committee Pension Committee Pension Operations Advisory Committee Proxy Working Group...
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Memo#
33043

DOL Issues New Guidance on Missing Participants of ERISA Plans

[33043] January 14, 2021 TO: ICI Members Bank, Trust and Retirement Advisory Committee Pension Committee Pension Operations Advisory Committee TAAC Abandoned Property Task Force Transfer Agent Advisory Committee SUBJECTS: Abandoned Property and Escheatment Pension RE: DOL Issues New...