Bank, Trust and Recordkeeper Advisory Content

We are pleased to announce the publication of a new white paper, "Protecting Nonpublic Personal Information in a Data-Driven Distribution Model."

The Bank, Trust, & Retirement Advisory Committee (BTRAC) meeting schedule for 2022 has been finalized. Please mark your calendar for the following meeting dates

Yesterday, ICI provided additional information in response to the SEC staff's request for feedback on funds' cross trading practices under Rule 17a-7 of the Investment Company Act (the "cross trading rule"). The attached report further informs the SEC's rulemaking efforts by providing...