Accounting/Treasurers Content

[13273] March 16, 2001 TO: ACCOUNTING/TREASURERS COMMITTEE No. 9-01 OPERATIONS COMMITTEE No. 11-01 SEC RULES COMMITTEE No. 27-01 T+1 ADVISORY COMMITTEE No. 3-01 RE: T+1 CONFERENCE - MAY 18, 2001 The Securities Industry Association is sponsoring a T+1 Conference at the New York...

[13262] March 14, 2001 TO: ACCOUNTING/TREASURERS COMMITTEE No. 8-01 OPERATIONS COMMITTEE No. 9-01 SEC RULES COMMITTEE No. 24-01 SMALL FUNDS COMMITTEE No. 2-01 RE: FINANCIAL SERVICES INFORMATION SHARING AND ANALYSIS CENTER In 1997, the President’s Commission on Critical Infrastructure...

[13125] March 6, 2001 TO: ACCOUNTING/TREASURERS COMMITTEE No. 5-01 COMPLIANCE ADVISORY COMMITTEE No. 11-01 INVESTMENT ADVISERS COMMITTEE No. 3-01 SEC RULES MEMBERS No. 18-01 RE: ALJ ORDERS SANCTIONS IN CONNECTION WITH MUTUAL FUND INVESTMENTS AND SOFT DOLLAR ARRANGEMENTS A Securities...

[13215] March 1, 2001 TO: ACCOUNTING/TREASURERS COMMITTEE No. 7-01 INDEPENDENT ACCOUNTANTS ADVISORY COMMITTEE No. 2-01 RE: DRAFT AGENDA FOR MARCH 8TH MEETING A draft agenda for the meeting of the Accounting/Treasurers Committee and the Independent Accountants Advisory Group on March 8...

February 27, 2001 TO: ACCOUNTING/TREASURERS COMMITTEE No. 6-01 CONFERENCE PROMOTIONS DIRECT MARKETING COMMITTEE No. 4-01 INVESTMENT ADVISER MEMBERS No. 3-01 OPERATIONS MEMBERS No. 6-01 PENSION MEMBERS No. 13-01 PENSION OPERATIONS ADVISORY COMMITTEE No. 20-01 PRIMARY CONTACTS - MEMBER...

[13117] February 2, 2001 TO: ACCOUNTING/TREASURERS COMMITTEE No. 4-01 INDEPENDENT ACCOUNTANTS ADVISORY COMMITTEE No. 1-01 RE: NOTICE OF MEETING - MARCH 8, 2001 This is to inform you that there will be a joint meeting of the Accounting/Treasurers Committee and the Independent...

[13057] January 18, 2001 TO: SEC RULES MEMBERS No. 6-01 CLOSED-END INVESTMENT COMPANY MEMBERS No. 2-01 COMPLIANCE ADVISORY COMMITTEE No. 4-01 UNIT INVESTMENT TRUST MEMBERS No. 2-01 ACCOUNTING/TREASURERS COMMITTEE No. 3-01 RE: SEC ADOPTS NEW RULE UNDER INVESTMENT COMPANY ACT RELATING...

[12980] January 10, 2001 TO: ACCOUNTING/TREASURERS COMMITTEE No. 2-01 CONFERENCE PROMOTIONS DIRECT MARKETING COMMITTEE No. 2-01 INTERNATIONAL MEMBERS No. 2-01 OPERATIONS MEMBERS No. 2-01 PRIMARY CONTACTS - MEMBER COMPLEX No. 3-01 RESEARCH COMMITTEE No. 2-01 SALES FORCE MARKETING...

[12993] January 8, 2001 TO: ACCOUNTING/TREASURERS COMMITTEE No. 1-01 DIRECT MARKETING COMMITTEE No. 1-01 INVESTMENT ADVISER MEMBERS No. 1-01 OPERATIONS MEMBERS No. 1-01 PENSION MEMBERS No. 1-01 PENSION OPERATIONS ADVISORY COMMITTEE No. 1-01 PRIMARY CONTACTS - MEMBER COMPLEX No. 1-01...

[12967] December 22, 2000 TO: TAX MEMBERS No. 38-00 ACCOUNTING/TREASURERS COMMITTEE No. 46-00 TRANSFER AGENT ADVISORY COMMITTEE No. 66-00 RE: TAX PROVISIONS ENACTED AS PART OF YEAR-END LEGISLATION The Consolidated Appropriations Act for FY 2001, H.R. 4577 (“the FY 2001 Appropriations...