Accounting/Treasurers Content

[32419] April 27, 2020 TO: Accounting/Treasurers Committee SEC Rules Committee Security Valuation Operations Committee Small Funds Committee RE: ICI Call to Discuss SEC's Fair Valuation Proposal: May 7 at 2:00 pm ET On April 21, the SEC proposed new Rule 2a-5 under the Investment...

[32418] April 27, 2020 TO: ICI Members Closed-End Investment Company Committee SUBJECTS: Advertising Closed-End Funds Compliance Disclosure Distribution Fees and Expenses Fund Accounting & Financial Reporting RE: SEC Adopts Closed-End Fund Offering Reform Rules; SEC Staff Withdraws...

[32409] April 23, 2020 TO: ICI Members Investment Company Directors SUBJECTS: Audit and Attest Audit Committees Compliance Fund Accounting & Financial Reporting Fund Governance Intermediary Oversight Investment Advisers Operations Recordkeeping Risk Oversight Transfer Agency Unit...

[32403] April 21, 2020 TO: Accounting/Treasurers Committee Disclosure Working Group ESG Task Force SEC Rules Committee Small Funds Committee RE: Institute Draft Comment Letter on Names Rule Request for Comment On March 2, the Securities and Exchange Commission published a release...

[32399] April 20, 2020 TO: ICI Members ICI Global Members ICI Global Regulated Funds Committee ICI Global Tax Committee Tax Committee SUBJECTS: Fund Accounting & Financial Reporting International/Global Tax RE: Coalition Letter to the European Commission and OECD on COVID-19-Related...

[32393] April 16, 2020 TO: Accounting/Treasurers Committee Derivatives Markets Advisory Committee LIBOR Transition Working Group SEC Rules Committee Securities Operations Advisory Committee Security Valuation Operations Committee RE: LIBOR Update: ISDA Announces Preliminary Results on...

[32388] April 14, 2020 TO: ICI Members Investment Company Directors SUBJECTS: Compliance Disclosure Fund Accounting & Financial Reporting Fund Governance Operations Technology & Business Continuity Transfer Agency Variable Insurance Products RE: SEC Division of Investment Management...

[32383] April 13, 2020 TO: ICI Members Investment Company Directors SUBJECTS: Compliance Disclosure Fund Accounting & Financial Reporting Fund Governance Investment Advisers Operations Portfolio Oversight Risk Oversight Transfer Agency RE: SEC Division of Corporation Finance Issues...

[32387] April 13, 2020 TO: ICI Members Bank, Trust and Retirement Advisory Committee Broker/Dealer Advisory Committee Internal Sales Managers Roundtable Investment Adviser and Broker-Dealer Standards of Conduct Working Group Investment Advisers Committee Operations Committee Pension...

[32386] April 13, 2020 TO: Accounting/Treasurers Committee Derivatives Markets Advisory Committee LIBOR Transition Working Group SEC Rules Committee Securities Operations Advisory Committee Security Valuation Operations Committee RE: LIBOR Update: ARRC Recommended Spread Adjustment...