Comment Letter Content

July 30, 2012 Ronald W. Smith, Corporate Secretary Municipal Securities Rulemaking Board 1900 Duke Street, Suite 600 Alexandria, VA 22314 Re: MSRB Notice 2012-28 Dear Mr. Smith: The Investment Company Institute1 appreciates the opportunity to comment on the recent Municipal Securities...

By Electronic Delivery 30 July 2012 Dr Parthasarthi Shome Chairman Expert Committee on GAAR 15th Floor, Hindustan Times Building Kasturba Gandhi Marg New Delhi - 110 001 RE: General Anti-Avoidance Rule Draft Guidelines Provide Little Guidance Dear Committee for Implementation of GAAR...

July 26, 2012 Mr. David A. Stawick Secretary Commodity Futures Trading Commission Three Lafayette Centre 1155 21st Street, NW Washington, DC 20581 Re: Rules Prohibiting the Aggregation of Orders to Satisfy Minimum Block Sizes or Cap Size Requirements, and Establishing Eligibility...

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July 20, 2012 Via Electronic Mail (cisliquidity@iosco.org) Mr. Mohamed Ben Salem International Organization of Securities Commissions (IOSCO) Calle Oquendo 12 28006 Madrid Spain Re: Principles of Liquidity Risk Management for Collective Investment Schemes Dear Mr. Ben Salem: The...

July 19, 2012 Elizabeth M. Murphy Secretary U.S. Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549-9303 Re: FINRA Proposal to Increase Fees for Review of Advertising Material Filed with FINRA (File No. SR-FINRA-2012-028) Dear Ms. Murphy: The Investment...

Via e-mail to e-ORI@dol.gov July 9, 2012 Office of Regulations and Interpretations Employee Benefits Security Administration Room N-5655 U.S. Department of Labor 200 Constitution Avenue, N.W. Washington DC 20210 Re: RIN 1210-AB38; Target Date Disclosure (ICI Comment Letter to DOL on...

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June 27, 2012 Mr. Mohamed Ben Salem General Secretariat International Organization of Securities Commissions (IOSCO) Calle Oquendo 12 28006 Madrid Spain Re: Principles for the Regulation of Exchange Traded Funds Dear Mr. Ben Salem: The Investment Company Institute1 (the “Institute”)...

By Facsimile June 26, 2012 Cynthia Morton Attorney, Branch 2, Passthroughs & Special Industries Internal Revenue Service 1111 Constitution Avenue, NW Washington, DC 20224 Re: Follow-Up to ICI Submission on RIC Deemed Check-The-Box Election Dear Ms. Morton: Thank you for your recent...