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ICI Comment Letter to SEC on Standards of Conduct (pdf)

August 7, 2018 Mr. Brent J. Fields Secretary Securities and Exchange Commission 100 F Street, NE Washington, DC 20549 Re: SEC Proposals on Standards of Conduct for Investment Professionals (File Nos. S7-07-18; S7- 08-18; and S7-09-18) Dear Mr. Fields: The Investment Company Institute1...
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ICI Submits Comment Letter on NYS UBT Proposal (pdf)

By Electronic Delivery July 16, 2018 NYS Department of Taxation and Finance W.A. Harriman Campus, Building 9, Room 200 Albany, NY 12227 federal.tax.response.comments@tax.ny.gov RE: NYS Unincorporated Business Tax Dear Sir or Madam: The Investment Company Institute1—on behalf of...