ICI Innovate brings together multidisciplinary experts to explore how emerging technologies will impact fund operations and their implications for the broader industry.
ICI Innovate is participating in the Emerging Leaders initiative, offering a heavily discounted opportunity for the next generation of asset management professionals to participate in ICI’s programming.
May18, 2009 Mr. Greg Tanzer Secretary General IOSCO C / Oquendo 12 28006 Madrid Spain Re: IOSCO Consultation Report on the Regulation of Short Selling Dear Mr. Tanzer: The Investment Company Institute1 is pleased to comment on the IOSCO consultation report on the regulation of short...
4/20/20094/20/20094/20/2009 April 20, 2009 Ms. Elizabeth M. Murphy Secretary U.S. Securities and Exchange Commission 100 F Street, N.E. Washington, DC 20549-1090 Re: Roadmap for the Potential Use of Financial Statements Prepared in Accordance with International Financial Reporting...
By Electronic Transmission April 9, 2009 Clarissa C. Potter Acting Chief Counsel Internal Revenue Service 1111 Constitution Avenue NW Washington, DC 20224 Re: Comments on Notice 2009-17 Dear Ms. Potter: The Investment Company Institute1 appreciates this opportunity to provide the...
ICI Comments on NYSE Proposal Regarding Broker Voting on Elections of Directors and Investment Advisory Contracts Washington, DC, April 1, 2009 - ICI expressed its support for a proposal, filed by the New York Stock Exchange (NYSE) with the U.S. Securities and Exchange Commission, to...
4/1/20094/1/20094/1/2009 VIA ELECTRONIC DELIVERY March 31, 2009 Mr. Russell G. Golden Technical Director FASB 401 Merritt 7 P.O. Box 5116 Norwalk, CT 06856-5116 Re: FSP FAS 157-e, Determining Whether a Market Is Not Active and a Transaction Is Not Distressed Dear Mr. Golden: The...
March 27, 2009 Ms. Elizabeth M. Murphy Secretary U.S. Securities and Exchange Commission 100 F Street, NW Washington, D. C. 20549-1090 Re: Notice of Filing of Proposed Rule Change to Amend NYSE Rule 452 to Eliminate Broker Discretionary Voting for the Election of Directors and Codify...
March 27, 2009 Ms. Elizabeth M. Murphy Secretary U.S. Securities and Exchange Commission 100 F Street, NW Washington, D. C. 20549-1090 Re: Notice of Filing of Proposed Rule Change to Amend NYSE Rule 452 to Eliminate Broker Discretionary Voting for the Election of Directors and Codify...
ICI Seeks Increased Disclosure in Amendments to Credit Ratings Rules Washington, DC, March 27, 2009 - ICI commended the Securities and Exchange Commission (SEC) for seeking to impose greater requirements on the regulatory scheme for nationally recognized statistical rating...
Latest Comment Letters:
TEST - ICI Comment Letter Opposing Sales Tax on Additional Services in Maryland
ICI Comment Letter Opposing Sales Tax on Additional Services in Maryland
ICI Response to the European Commission on the Savings and Investments Union