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ICI Comment Letter on SEC Flash Order Proposal

November 23, 2009 Ms. Elizabeth M. Murphy Secretary Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549 Re: Elimination of Flash Order Exception from Rule 602 of Regulation NMS (File No. S7-21-09) Dear Ms. Murphy: The Investment Company Institute1 supports the...
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ICI Comment Letter on FINRA Advertising Proposal (pdf)

November 19, 2009 Ms. Marcia E. Asquith Senior Vice President and Corporate Secretary Office of the Corporate Secretary FINRA 1735 K Street, NW Washington, D.C. 20006-1500 Re: Request for Comment on Proposed New Rules Governing Communications with the Public (FINRA Regulatory Notice...
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ICI Submits Comments on FBAR Reporting

By Electronic Delivery September 30, 2009 William J. Wilkins Michael Mundaca Chief Counsel Acting Assistant Secretary (Tax Policy) Internal Revenue Service U.S. Department of Treasury 1111 Constitution Avenue, NW 1500 Pennsylvania Avenue, NW Washington, DC 20224 Washington, DC 20220...