Fund Governance Content

wht_broker_voting.pdf

August 21, 2006 Ms. Nancy M. Morris Secretary Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549-0609 Re: Investment Company Governance File No. S7-03-04 Dear Ms. Morris: The Investment Company Institute1 is pleased to respond to the Commission’s request for...

August 21, 2006 Ms. Nancy M. Morris Secretary Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549-0609 Re: Investment Company Governance File No. S7-03-04 Dear Ms. Morris: The undersigned are members of the Small Funds Committee of the Investment Company...

April 10, 2006 Ms. Nancy M. Morris Secretary U.S. Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549-9303 Re: Executive Compensation and Related Party Disclosure; File No. S7-03-06 Dear Ms. Morris: The Investment Company Institute1 applauds the Commission for...

February 23, 2006 Ms. Barbara Z. Sweeney Office of the Corporate Secretary NASD 1735 K Street, N.W. Washington, D.C. 20006-1506 Re: NASD Proposed Interpretive Material 3060 Dear Ms. Sweeney: The Investment Company Institute1 supports NASD’s proposed Interpretive Material (“IM”) on...

February 13, 2006 Ms. Nancy M. Morris Secretary U.S. Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549-9303 Re: Internet Availability of Proxy Materials; File No. S7-10-05 Dear Ms. Morris: The Investment Company Institute1 strongly supports the Commission’s...

ICI Provides Guidance for Fund Compliance Officers in Meeting SEC’s Review and Reporting Requirements Funds Must Meet April Deadline for Completing Compliance Reviews Washington, DC, December 15, 2005 - The Investment Company Institute (ICI) today issued detailed guidance to assist...

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ICI Issues Statement on SEC Review of Independent Chair Rule Washington, DC, June 23, 2005 - Investment Company Institute President Paul Schott Stevens issued the following statement regarding the U.S. Securities and Exchange Commission’s June 29 meeting to review its rule requiring a...

ICI Issues Statement on U.S. Court of Appeals Action on Independent Chair Rule Washington, DC, June 21, 2005 - Investment Company Institute President Paul Schott Stevens issued the following statement regarding the U.S. Court of Appeals decision that the U.S. Securities and Exchange...