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A Win for Both Fund Advisers and the SEC

In October 2010, ICI began to work with staff at the Securities and Exchange Commission (SEC) to obtain no-action relief from a recordkeeping requirement of the “pay-to-play” rule, which the SEC adopted in July 2010. SEC staff recently granted that no-action relief, a positive...
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Sustaining Asset Management's Global Momentum

Sustaining Asset Management’s Global Momentum ALFI Global Distribution Conference Paul Schott Stevens, President and CEO Investment Company Institute September 27, 2011 Kirchberg, Luxembourg As prepared for delivery Thank you, and thanks to ALFI for giving me the opportunity to appear...

2024 Investment Company Fact Book


Explore the comprehensive guide to trends, data, and insights in in the investment company industry. This edition marks the 100th anniversary of the mutual fund, offering an in-depth look at the role of investment companies in today’s economy and their impact on millions of investors.

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Glossary of Investing terms
You can find more information about many of these entries in the chapters and appendix of the Investment Company Fact Book

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