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FAQ

"Best Execution": FAQs

Frequently Asked Questions About “Best Execution” What is “best execution”? While there is no specific definition of “best execution” under the securities laws, a broker-dealer has a duty to ensure that customers receive best execution on their orders by taking into account all the...
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Comment Letter

ICI Letter to Labor Department (pdf)

January 21, 2004 Mr. Alan D. Lebowitz Deputy Assistant Secretary for Program Operations Employee Benefits Security Administration U.S. Department of Labor 200 Constitution Avenue, NW, Suite N-5677 Washington, DC 20210 Re: Market Timing in Retirement Plans Dear Alan: Thank you for the...

2024 Investment Company Fact Book

Explore the comprehensive guide to trends, data, and insights in in the investment company industry. This edition marks the 100th anniversary of the mutual fund, offering an in-depth look at the role of investment companies in today’s economy and their impact on millions of investors.

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Glossary of Investing terms
You can find more information about many of these entries in the chapters and appendix of the Investment Company Fact Book

Factbook

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