[9628]
January 30, 1998
TO: COMPLIANCE ADVISORY COMMITTEE No. 3-98
RE: DRAFT AGENDA FOR FEBRUARY 19TH MEETING
______________________________________________________________________________
As previously indicated, the next meeting of the Compliance Advisory Committee is scheduled
for Thursday, February 19th at 10:00 a.m. in the David Silver Conference Room on the 12th Floor at the
Institute. Following the regular meeting and luncheon, we will have an afternoon session focusing on
personal investing issues. Attached are a draft agenda for the morning meeting and proposed discussion
topics related to personal investing for the afternoon session.
In connection with the discussion of personal investing issues, members are invited to provide
samples of : (1) materials used to educate personnel about personal investing policies; and (2) reports
provided to fund boards of directors concerning personal investing. If you send these items to me by
February 9th (with references to your firm deleted, if you wish), we will make copies to distribute at the
meeting.
If you are planning to attend the meeting and have not yet notified us, please fax your response
to 202/326-5827 or call Lisa Shigeta at 202/326-5823 or 5818.
Frances M. Stadler
Associate Counsel
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