April 30, 1997
TO: BROKER/DEALER ASSOCIATE MEMBERS No. 7-97
COMPLIANCE ADVISORY COMMITTEE No. 15-97
INVESTMENT ADVISER ASSOCIATE MEMBERS No. 14-97
INVESTMENT ADVISER MEMBERS No. 16-97
PENSION MEMBERS No. 17-97
SEC RULES MEMBERS No. 32-97
RE: 1997 INVESTMENT ADVISERS CONFERENCE -- JUNE 6
______________________________________________________________________________
The Investment Company Institutes 1997 Investment Advisers Conference will be held
on Friday, June 6, 1997 at the Renaissance Mayflower Hotel, located at 1127 Connecticut
Avenue, NW, in Washington, D.C. Enclosed is the program and registration form for this
event.
The enclosed program describes the highlights of this one-day conference and the
expert panels whose discussions will focus on the federal investment adviser rules, state
regulatory developments, compliance issues and advertising and marketing issues. We are
pleased to announce that the Honorable Isaac C. Hunt, Jr., Commissioner of the U.S. Securities
and Exchange Commission, will deliver the luncheon address.
To register for this conference, return the registration form and check as soon as possible
to the Institutes Conference Division. Please make your hotel reservations by calling the
Renaissance Mayflower Hotel directly at 202/347-3000, prior to the cut-off date of May 14, 1997.
Be sure to identify yourself as an Investment Company Institute conference attendee to secure
the preferred conference rate.
Please contact the Institutes Conference Division at 202/326-5968 if you have questions
regarding registration. We look forward to seeing you in June.
Susan S. Burgess Karen M. Chapin
Legal Assistant Administrative Assistant