March 21, 1996
TO: BANK BROKER/DEALER ADVISORY COMMITTEE No. 7-96
RE: OCC RULE AMENDMENTS CONCERNING BANK SUPERVISION OF
BROKER-DEALERS
______________________________________________________________________________
The Office of the Comptroller of the Currency ("OCC") recently adopted amendments to
its interpretive rules concerning bank supervision of broker-dealers. A copy of an ICI
memorandum and the adopted amendments are attached.
Diane M. Butler
Director - Operations &
Fund Custody
Attachments