August 26, 1994
TO: COMPLIANCE COMMITTEE NO. 15-94
SEC RULES COMMITTEE NO. 98-94
RE: RECOMMENDATIONS OF THE ADVISORY GROUP ON PERSONAL TRADING
__________________________________________________________
On July 26th, the Institute held a meeting of members to
discuss the Advisory Group's recommendations. (See Memorandum to
Compliance Committee No. 13-94; SEC Rules Committee No. 74-94,
dated July 12, 1994).
It was suggested by the attendees of the July 26th meeting
that we follow up with another meeting to discuss additional
interpretive questions that have arisen. We therefore have
scheduled a meeting at the Institute for Friday, October 7th at
10 a.m. In order to help us prepare for the meeting we would
appreciate any interpretive questions that you might have before
the meeting. (My direct number is 202/326-5819.)
Please indicate in the space provided below whether you will
be able to attend the meeting and the luncheon.
Thomas M. Selman
Assistant Counsel
Please detach and return to Shirley McCoy, (202/326-5828, fax) at
the Investment Company Institute, 1401 H Street, N.W.,
Washington, D.C. 20005-2148, by September 30, 1994.
YES NO
Meeting
Luncheon
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