April 29, 1994
TO: COMPLIANCE COMMITTEE NO. 8-94
RE: JUNE 21 MEETING
__________________________________________________________
A meeting of the Compliance Committee has been scheduled for
June 21. The meeting will be held at 10:00 a.m. in the Institute's
David Silver Conference Room. Lunch will be served following the
meeting.
We will discuss the following items at the meeting: (1) Blue
Ribbon Task Force's report on portfolio managers' personal
securities trading; (2) preliminary recommendations of Institute's
internal compliance task force; (3) allocation procedures; (4) NASD
notice on cash/noncash compensation; (5) Fed daylight overdraft
charges and tri-party repos; (6) new wrap fee disclosure
requirements; and (7) compliance with various regulatory
requirements restricting investments in various industries (e.g.,
public utilities). Please let Amy Lancellotta know if there are
any other items that you would like to discuss at the meeting. She
can be reached at 202/326-5824 and her fax number is 202/326-5828.
Please contact Chimeme Taylor at 202/326-5823 by June 1, 1994
to let her know whether you will be attending the meeting.
Ellen Metzger
Chairperson