November 18, 1992
TO: INVESTMENT ADVISERS COMMITTEE NO. 40-92
STATE LIAISON COMMITTEE NO. 43-92
UNIT INVESTMENT TRUST COMMITTEE NO. 70-92
RE: NASAA NAMES NEW EXECUTIVE DIRECTOR AND ANNOUNCES 1993
COMMITTEE ASSIGNMENTS
__________________________________________________________
Fowler West has been named Executive Director of the North
American Securities Administrators Association. Mr. West is
currently a Commissioner at the Commodities Future Trading
Commission. It is anticipated that he will join NASAA in January
1993.
In addition, the Institute has been advised that the
following Committee assignments have been made by the North
American Securities Administrators Association:
Investment Companies Committee
Diane Young-Spitzer (MA), Chair
Bradley S. Carroll (AZ), Vice-Chair
William Beatty (WA)
Dennis Britson (IA)
Tammy Green Harthcock (MS)
Russell Taulli (TX)
George Zengler (CA)
Financial Planners/Investment Advisers
Verley Spivey (GA), Chair
Joanne Jones (WA), Vice-Chair
Thomas D. Johnson, Jr. (AL)
Alton ("Chip") Jones (VA)
Amy Rothstein (NY)
Investment Company Sales Practices
Miriam S. Dant (IN), Chair
William Mohr (NY), Vice-Chair
Linda M. Cohen (RI)
Ann D. Diers (NE)
Don Raschke (TX)
Registration Exemption
Robert Lam (PA), Chair
Eugene J. Cella (NC), Vice-Chair
Mary Jurta (NH)
Lynn Naefach (AZ)
Randall E. Schumann (WI)
Harry C. Stansbury (LA)
Technology
Richard D. Latham (TX), Chair
Jack L. Beyers (WA)
Ralph A. Lambiase (CT)
John R. Perkins (MO)
Verley J. Spivey (GA)
We will keep you advised of other developments.
Patricia Louie
Associate Counsel